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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
69,190,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
493,577 |
Avg
Vol: |
230,030 |
| 52
Week Range: |
$5.25 - $5.25 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Apollo Investment is a closed-end, externally managed, non-diversified management investment company. Co.'s investment objective is to generate current income and capital appreciation. Co. invests primarily in various forms of debt investments, including secured and unsecured debt, loan investments and/or equity in private middle-market companies. Co. may also invest in the securities of public companies and in structured products and other investments such as collateralized loan obligations and credit-linked notes.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
20,000 |
| Total Buy Value |
$0 |
$0 |
$0 |
$260,130 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
9,775 |
| Total Sell Value |
$0 |
$0 |
$0 |
$118,180 |
| Total People Sold |
0 |
0 |
0 |
2 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Zelter James C |
Chief Executive Officer |
• • – |
2013-06-06 |
4 |
B |
$7.96 |
$159,200 |
D/D |
20,000 |
184,592 |
2.81 |
- |
|
| Zelter James C |
Chief Executive Officer |
• • – |
2013-02-08 |
4 |
B |
$8.35 |
$83,497 |
D/D |
10,000 |
164,592 |
2.81 |
- |
|
| Hunt Gregory W. |
CFO and Treasurer |
• – – |
2012-06-07 |
4 |
B |
$7.62 |
$38,100 |
D/D |
5,000 |
5,000 |
2.74 |
- |
|
| Goldthorpe Edward J. |
President |
• – – |
2012-06-07 |
4 |
B |
$7.75 |
$155,000 |
D/D |
20,000 |
20,000 |
2.74 |
- |
|
| Zelter James C |
Chief Executive Officer |
• • – |
2012-06-01 |
4 |
B |
$7.29 |
$72,900 |
D/D |
10,000 |
154,592 |
2.81 |
- |
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| Patrick Eileen M |
EVP of Corporate Strategy |
• – – |
2012-02-10 |
4 |
B |
$7.00 |
$99,992 |
D/D |
14,285 |
14,285 |
2.74 |
- |
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| Peteka Richard |
CFO and Treasurer |
• – – |
2011-08-08 |
4 |
B |
$7.79 |
$77,924 |
D/D |
10,000 |
42,500 |
2.74 |
- |
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| Stein Elliot Jr |
Director |
– • – |
2011-07-22 |
4 |
S |
$10.04 |
$7,026 |
I/I |
(700) |
4,000 |
|
- |
|
| Puleo Frank C |
Director |
– • – |
2010-11-18 |
4 |
S |
$10.73 |
$7 |
D/D |
(1) |
10,468 |
|
- |
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| Zelter James C |
Chief Executive Officer |
• • – |
2010-08-06 |
4 |
B |
$9.89 |
$49,499 |
D/D |
5,000 |
118,025 |
2.81 |
- |
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| Peteka Richard |
CFO and Treasurer |
• – – |
2010-06-04 |
4 |
B |
$9.98 |
$99,756 |
D/D |
10,000 |
32,500 |
2.74 |
- |
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| Stein Elliot Jr |
Director |
– • – |
2010-06-03 |
4 |
B |
$10.04 |
$20,074 |
I/I |
2,000 |
4,700 |
2.1 |
- |
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| Zelter James C |
Chief Executive Officer |
• • – |
2010-04-28 |
4 |
B |
$12.35 |
$185,250 |
D/D |
15,000 |
109,704 |
2.81 |
- |
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| Peteka Richard |
CFO and Treasurer |
• – – |
2010-04-28 |
4 |
B |
$12.20 |
$61,000 |
D/D |
5,000 |
22,500 |
2.74 |
- |
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| Dalton Patrick J |
President & COO |
• – – |
2010-04-28 |
4 |
B |
$12.20 |
$61,000 |
D/D |
5,000 |
28,200 |
2.74 |
- |
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| Peteka Richard |
CFO and Treasurer |
• – – |
2010-02-22 |
4 |
B |
$11.59 |
$86,924 |
D/D |
7,500 |
17,500 |
2.74 |
- |
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| Hannan John J |
Director |
– • – |
2010-02-10 |
5 |
A |
$0.00 |
$0 |
I/I |
69,782 |
69,782 |
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- |
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| Glatt Joseph D |
Secretary and VPOfficer |
• – – |
2010-02-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,057 |
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- |
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| Michel Cindy Z |
Chief Compliance Officer & VPO |
• – – |
2010-02-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
636 |
|
- |
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| Spielvogel Carl |
Director |
– • – |
2009-09-08 |
4 |
S |
$9.30 |
$47,932 |
D/D |
(5,154) |
0 |
|
- |
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| Peteka Richard |
CFO and Treasurer |
• – – |
2009-08-17 |
4 |
B |
$8.80 |
$88,000 |
D/D |
10,000 |
10,000 |
2.74 |
- |
|
| Dalton Patrick J |
President and COO |
• – – |
2009-08-17 |
4 |
B |
$8.62 |
$65,295 |
D/D |
7,500 |
23,200 |
2.74 |
- |
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| Zelter James C |
Chief Executive Officer |
• • – |
2009-08-13 |
4 |
B |
$8.81 |
$176,652 |
D/D |
20,000 |
87,576 |
2.81 |
- |
|
| Bakhru Ashok N |
Director |
– • – |
2009-06-05 |
4 |
B |
$6.76 |
$33,800 |
D/D |
5,000 |
20,000 |
2.39 |
- |
|
| Zelter James C |
Chief Executive Officer |
• • – |
2009-02-20 |
4 |
B |
$4.04 |
$40,400 |
D/D |
10,000 |
64,729 |
2.81 |
- |
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110 Records found
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Page 3 of 5 |
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