| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
48.58(B) |
| Last
Volume: |
507,715 |
Avg
Vol: |
638,644 |
| 52
Week Range: |
$282.02 - $438.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
79,326 |
113,518 |
139,054 |
255,119 |
| Total Sell Value |
$31,811,374 |
$44,747,228 |
$53,731,284 |
$93,804,397 |
| Total People Sold |
8 |
8 |
8 |
9 |
| Total Sell Transactions |
14 |
19 |
23 |
36 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cracchiolo James M |
Chairman and CEO |
• • – |
2022-01-29 |
4 |
D |
$298.09 |
$710,647 |
D/D |
(2,384) |
182,143 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$106,120 |
D/D |
(356) |
16,365 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$49,185 |
D/D |
(165) |
10,897 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$19,078 |
D/D |
(64) |
3,214 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$82,273 |
D/D |
(276) |
27,343 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$20,866 |
D/D |
(70) |
11,222 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2022-01-29 |
4 |
D |
$298.09 |
$112,380 |
D/D |
(377) |
66,972 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
4,075 |
19,418 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
17,322 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
12,647 |
184,527 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
1,992 |
16,721 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
905 |
11,062 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
356 |
3,278 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2022-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
905 |
11,292 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-12-27 |
4 |
S |
$306.35 |
$7,349,375 |
D/D |
(23,990) |
171,880 |
|
12% |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-12-27 |
4 |
D |
$306.57 |
$19,091,953 |
D/D |
(62,276) |
195,870 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-12-27 |
4 |
OE |
$126.89 |
$10,946,293 |
D/D |
86,266 |
258,146 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-12-16 |
4 |
S |
$302.61 |
$202,145 |
D/D |
(668) |
2,922 |
|
9% |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-12-16 |
4 |
D |
$302.80 |
$323,088 |
D/D |
(1,067) |
3,590 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-12-16 |
4 |
OE |
$128.76 |
$223,399 |
D/D |
1,735 |
4,657 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2021-12-13 |
4 |
GD |
$0.00 |
$0 |
I/I |
15,550 |
15,399 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2021-11-08 |
4 |
S |
$308.03 |
$462,039 |
D/D |
(1,500) |
10,157 |
|
-0% |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-11-01 |
4 |
D |
$305.71 |
$248,542 |
D/D |
(813) |
2,922 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-11-01 |
4 |
OE |
$107.61 |
$158,832 |
D/D |
1,476 |
3,735 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-10-29 |
4 |
S |
$302.83 |
$9,302,121 |
D/D |
(30,632) |
171,880 |
|
9% |
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1145 Records found
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Page 10 of 46 |
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4.56 (1.1%) 
