| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
52.03(B) |
| Last
Volume: |
295,598 |
Avg
Vol: |
634,315 |
| 52
Week Range: |
$298.47 - $439.39 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
20,816 |
115,018 |
140,554 |
256,619 |
| Total Sell Value |
$8,626,968 |
$45,404,329 |
$54,388,385 |
$94,461,498 |
| Total People Sold |
6 |
8 |
8 |
9 |
| Total Sell Transactions |
6 |
20 |
24 |
37 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-30 |
4 |
D |
$190.75 |
$6,364,755 |
D/D |
(33,367) |
24,393 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-30 |
4 |
OE |
$128.76 |
$5,150,400 |
D/D |
40,000 |
57,760 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2020-11-30 |
4 |
S |
$188.00 |
$3,948,940 |
I/I |
(21,005) |
27,652 |
|
-33% |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2020-11-25 |
4 |
S |
$189.66 |
$214,689 |
D/D |
(1,132) |
13,032 |
|
-25% |
|
| Walter W Edward |
Director |
– • – |
2020-11-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,000 |
0 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2020-11-20 |
4 |
D |
$183.63 |
$384,338 |
D/D |
(2,093) |
8,304 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2020-11-20 |
4 |
OE |
$107.61 |
$315,943 |
D/D |
2,936 |
10,397 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2020-11-11 |
4 |
S |
$181.86 |
$2,240,846 |
D/D |
(12,322) |
55,051 |
|
-23% |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2020-11-09 |
4 |
D |
$169.78 |
$106,282 |
D/D |
(626) |
2,280 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2020-11-09 |
4 |
OE |
$65.31 |
$71,319 |
D/D |
1,092 |
2,906 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-09 |
4 |
S |
$183.97 |
$9,662,526 |
D/D |
(52,402) |
179,943 |
|
-25% |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-09 |
4 |
D |
$184.00 |
$29,214,048 |
D/D |
(158,772) |
232,345 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-09 |
4 |
OE |
$128.76 |
$23,956,828 |
D/D |
186,058 |
391,117 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-09 |
4 |
S |
$182.95 |
$2,838,305 |
D/D |
(15,514) |
17,760 |
|
-25% |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-09 |
4 |
D |
$178.82 |
$8,483,400 |
D/D |
(47,441) |
33,274 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-09 |
4 |
OE |
$87.79 |
$5,526,819 |
D/D |
62,955 |
80,715 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-05 |
4 |
S |
$171.61 |
$7,934,040 |
D/D |
(46,005) |
205,059 |
|
-31% |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-04 |
4 |
S |
$171.79 |
$4,901,782 |
D/D |
(28,534) |
251,064 |
|
-34% |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-04 |
4 |
D |
$172.58 |
$25,157,677 |
D/D |
(145,774) |
279,598 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-11-04 |
4 |
OE |
$87.79 |
$16,838,824 |
D/D |
191,808 |
425,372 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-11-03 |
4 |
S |
$167.73 |
$1,832,777 |
D/D |
(10,927) |
20,108 |
|
-32% |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-11-03 |
4 |
D |
$167.71 |
$3,543,041 |
D/D |
(21,126) |
31,035 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-11-03 |
4 |
OE |
$107.61 |
$2,674,431 |
D/D |
24,853 |
52,161 |
|
- |
|
| Sharpe Robert Francis Jr |
Director |
– • – |
2020-11-02 |
4 |
S |
$164.55 |
$164,545 |
D/D |
(1,000) |
5,180 |
|
-39% |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2020-10-30 |
4 |
S |
$159.22 |
$98,716 |
D/D |
(620) |
14,164 |
|
-40% |
|
2014 Records found
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Page 15 of 81 |
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6.82 (1.57%) 
