| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
48.58(B) |
| Last
Volume: |
507,715 |
Avg
Vol: |
638,644 |
| 52
Week Range: |
$282.02 - $438.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
79,326 |
113,518 |
139,054 |
255,119 |
| Total Sell Value |
$31,811,374 |
$44,747,228 |
$53,731,284 |
$93,804,397 |
| Total People Sold |
8 |
8 |
8 |
9 |
| Total Sell Transactions |
14 |
19 |
23 |
36 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-12-13 |
4 |
OE |
$179.84 |
$4,564,699 |
D/D |
25,382 |
33,430 |
|
- |
|
| Alvero Gumer |
PRESIDENT-INSURANCE&ANNUITIES |
• – – |
2023-12-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
282 |
7,183 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-12-11 |
4 |
S |
$365.15 |
$3,639,586 |
D/D |
(9,948) |
157,103 |
|
-12% |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-12-11 |
4 |
D |
$366.37 |
$11,010,151 |
D/D |
(30,052) |
167,051 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-12-11 |
4 |
OE |
$179.84 |
$7,193,600 |
D/D |
40,000 |
197,103 |
|
- |
|
| Sharpe Robert Francis Jr |
|
– • – |
2023-12-07 |
4 |
GD |
$0.00 |
$0 |
I/I |
30 |
550 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-12-04 |
4 |
GD |
$0.00 |
$0 |
I/I |
5,700 |
12,126 |
|
- |
|
| Sharpe Robert Francis Jr |
|
– • – |
2023-10-30 |
4 |
GD |
$0.00 |
$0 |
D/D |
300 |
3,025 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-08-04 |
4 |
S |
$350.95 |
$4,584,919 |
D/D |
(13,042) |
8,048 |
|
-7% |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-08-04 |
4 |
D |
$352.08 |
$6,441,304 |
D/D |
(18,295) |
21,090 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-08-04 |
4 |
OE |
$126.89 |
$3,969,672 |
D/D |
25,025 |
39,385 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-08-03 |
4 |
S |
$354.00 |
$3,404,106 |
D/D |
(9,616) |
157,103 |
|
-4% |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-08-03 |
4 |
D |
$354.13 |
$10,759,886 |
D/D |
(30,384) |
166,719 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-08-03 |
4 |
OE |
$179.84 |
$7,193,600 |
D/D |
40,000 |
197,103 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2023-08-01 |
4 |
S |
$348.74 |
$843,260 |
D/D |
(2,418) |
3,710 |
|
-1% |
|
| Sharpe Robert Francis Jr |
|
– • – |
2023-07-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
300 |
3,325 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2023-07-13 |
4 |
D |
$341.90 |
$19,158 |
D/D |
(56) |
6,128 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2023-07-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
129 |
6,184 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-07-13 |
4 |
D |
$341.90 |
$61,378 |
D/D |
(180) |
11,166 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-07-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
391 |
11,346 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-07-13 |
4 |
D |
$341.90 |
$99,816 |
D/D |
(292) |
10,675 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-07-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
629 |
11,304 |
|
- |
|
| Alvero Gumer |
PRESIDENT-INSURANCE&ANNUITIES |
• – – |
2023-06-29 |
4 |
S |
$329.94 |
$151,771 |
D/D |
(460) |
7,465 |
|
-0% |
|
| Sharpe Robert Francis Jr |
|
– • – |
2023-04-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
75 |
3,625 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-02-15 |
4 |
S |
$352.07 |
$3,520,683 |
D/D |
(10,000) |
14,360 |
|
7% |
|
1145 Records found
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Page 4 of 46 |
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4.56 (1.1%) 
