| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
48.58(B) |
| Last
Volume: |
507,715 |
Avg
Vol: |
638,644 |
| 52
Week Range: |
$282.02 - $438.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
79,326 |
113,518 |
139,054 |
255,119 |
| Total Sell Value |
$31,811,374 |
$44,747,228 |
$53,731,284 |
$93,804,397 |
| Total People Sold |
8 |
8 |
8 |
9 |
| Total Sell Transactions |
14 |
19 |
23 |
36 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Brockman Dawn M. |
SVP AND CONTROLLER |
• – – |
2023-01-29 |
4 |
D |
$344.45 |
$11,022 |
D/D |
(32) |
997 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-01-29 |
4 |
D |
$344.45 |
$993,738 |
D/D |
(2,885) |
169,560 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-01-29 |
4 |
D |
$344.45 |
$291,060 |
D/D |
(845) |
12,975 |
|
- |
|
| Alvero Gumer |
PRESIDENT-INSURANCE&ANNUITIES |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$17,567 |
D/D |
(51) |
8,057 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$108,502 |
D/D |
(315) |
12,100 |
|
- |
|
| Melloh Heather J. |
EVP AND GENERAL COUNSEL |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$11,022 |
D/D |
(32) |
3,508 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$29,623 |
D/D |
(86) |
6,205 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$163,958 |
D/D |
(476) |
12,416 |
|
- |
|
| Davies William |
EXECUTIVE VP, GLOBAL CIO |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$149,836 |
D/D |
(435) |
25,587 |
|
- |
|
| Brockman Dawn M. |
SVP AND CONTROLLER |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$7,233 |
D/D |
(21) |
1,029 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-01-28 |
4 |
D |
$344.45 |
$558,698 |
D/D |
(1,622) |
172,445 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-01-28 |
4 |
D |
$344.45 |
$157,758 |
D/D |
(458) |
13,820 |
|
- |
|
| Alvero Gumer |
PRESIDENT-INSURANCE&ANNUITIES |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
391 |
8,108 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
1,959 |
12,415 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-01-27 |
4 |
S |
$348.79 |
$2,044,956 |
D/D |
(5,863) |
10,456 |
|
8% |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-01-27 |
4 |
D |
$348.74 |
$3,862,296 |
D/D |
(11,075) |
16,319 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2023-01-27 |
4 |
OE |
$123.37 |
$2,089,641 |
D/D |
16,938 |
27,394 |
|
- |
|
| Melloh Heather J. |
EVP AND GENERAL COUNSEL |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
352 |
3,540 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
1,019 |
6,291 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
3,057 |
13,548 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-01-27 |
4 |
S |
$347.69 |
$3,992,488 |
I/I |
(11,483) |
16,262 |
|
8% |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-01-27 |
4 |
D |
$347.36 |
$6,724,195 |
D/D |
(19,358) |
10,491 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2023-01-27 |
4 |
OE |
$123.37 |
$3,804,854 |
D/D |
30,841 |
41,332 |
|
- |
|
| Davies William |
EXECUTIVE VP, GLOBAL CIO |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
2,766 |
26,022 |
|
- |
|
| Brockman Dawn M. |
SVP AND CONTROLLER |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
175 |
1,050 |
|
- |
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1145 Records found
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Page 6 of 46 |
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4.56 (1.1%) 
