| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
48.58(B) |
| Last
Volume: |
507,715 |
Avg
Vol: |
638,644 |
| 52
Week Range: |
$282.02 - $438.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
79,326 |
113,518 |
139,054 |
255,119 |
| Total Sell Value |
$31,811,374 |
$44,747,228 |
$53,731,284 |
$93,804,397 |
| Total People Sold |
8 |
8 |
8 |
9 |
| Total Sell Transactions |
14 |
19 |
23 |
36 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
13,470 |
174,067 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2023-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
3,527 |
14,278 |
|
- |
|
| Brockman Dawn M. |
INTERIM CONTROLLER AND PAO |
• – – |
2022-12-27 |
4 |
S |
$310.63 |
$127,358 |
D/D |
(410) |
875 |
|
5% |
|
| Melloh Heather J. |
EVP AND GENERAL COUNSEL |
• – – |
2022-11-23 |
4 |
S |
$332.63 |
$54,884 |
D/D |
(165) |
3,188 |
|
10% |
|
| Melloh Heather J. |
EVP AND GENERAL COUNSEL |
• – – |
2022-11-23 |
4 |
D |
$332.54 |
$292,635 |
D/D |
(880) |
3,353 |
|
- |
|
| Melloh Heather J. |
EVP AND GENERAL COUNSEL |
• – – |
2022-11-23 |
4 |
OE |
$126.89 |
$195,537 |
D/D |
1,541 |
4,233 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2022-11-23 |
4 |
S |
$333.02 |
$4,345,967 |
D/D |
(13,050) |
160,597 |
|
10% |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2022-11-23 |
4 |
D |
$333.34 |
$10,028,534 |
D/D |
(30,085) |
173,647 |
|
- |
|
| Cracchiolo James M |
CHAIRMAN AND CEO |
• • – |
2022-11-23 |
4 |
OE |
$126.89 |
$5,473,400 |
D/D |
43,135 |
203,732 |
|
- |
|
| Sharpe Robert Francis Jr |
|
– • – |
2022-11-15 |
4 |
GD |
$0.00 |
$0 |
D/D |
300 |
3,700 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2022-11-15 |
4 |
S |
$327.64 |
$3,928,193 |
D/D |
(11,983) |
10,751 |
|
7% |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2022-11-15 |
4 |
D |
$327.06 |
$9,163,100 |
D/D |
(28,017) |
22,734 |
|
- |
|
| Berman Walter Stanley |
EXECUTIVE VP AND CFO |
• – – |
2022-11-15 |
4 |
OE |
$126.89 |
$5,075,600 |
D/D |
40,000 |
50,751 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2022-11-15 |
4 |
S |
$322.02 |
$1,340,534 |
D/D |
(4,129) |
5,272 |
|
7% |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2022-11-15 |
4 |
D |
$322.71 |
$1,249,533 |
D/D |
(3,872) |
9,401 |
|
- |
|
| Smyth Gerard P. |
EVP TECHNOLOGY AND CIO |
• – – |
2022-11-15 |
4 |
OE |
$123.37 |
$724,066 |
D/D |
5,812 |
13,273 |
|
- |
|
| Pimentel Armando Jr |
|
– • – |
2022-09-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,650 |
|
24% |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2022-08-31 |
4 |
GD |
$0.00 |
$0 |
I/I |
3,800 |
14,597 |
|
- |
|
| Sharpe Robert Francis Jr |
|
– • – |
2022-08-26 |
4 |
S |
$277.01 |
$277,007 |
I/I |
(1,000) |
16,500 |
|
-17% |
|
| Brockman Dawn M. |
Interim Controller and PAO |
• – – |
2022-07-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
139 |
|
39% |
|
| Brockman Dawn M. |
Interim Controller and PAO |
• – – |
2022-07-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,285 |
|
39% |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2022-06-30 |
4 |
D |
$237.68 |
$96,142 |
D/D |
(404) |
10,491 |
|
- |
|
| Truscott William F |
CEO, GLOBAL ASSET MANAGEMENT |
• – – |
2022-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
938 |
11,429 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2022-06-30 |
4 |
D |
$237.68 |
$63,645 |
D/D |
(268) |
10,456 |
|
- |
|
| Sweeney Joseph Edward |
PRES-AWM PRODUCTS & SERVICES |
• – – |
2022-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
584 |
10,724 |
|
- |
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1145 Records found
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Page 7 of 46 |
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4.56 (1.1%) 
