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Apollo Endosurgery, Inc (APEN) |
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$10.00 0.00 (0.00%) as of 4:30 Mon 4/3
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Download |
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| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
46,334,000 |
| Market
Cap: |
463.34(M) |
| Last
Volume: |
221,296 |
Avg
Vol: |
220,684 |
| 52
Week Range: |
$10 - $10 |
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| Level
I Sector: |
Health Care |
| Level
II Sector: |
Drugs |
| Level
III Sector: |
Biotechnology |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Apollo Endosurgery is a holding company. Through its subsidiaries, Co. is a medical technology company primarily focused on the design, development and commercialization of medical devices to develop gastrointestinal (GI) therapeutic endoscopy. Co.'s products are used by gastroenterologists and bariatric surgeons in a variety of settings to treat various GI conditions including closure of acute perforations and chronic fistulas; inadvertent perforation of the GI tract; tissue closure after the removal of abnormal lesions in the esophagus, stomach or colon; the treatment of swallowing disorders (peroral endoscopic myotomy); esophageal stent fixation and obesity.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Anderson Rick D |
Director |
– • • |
2017-09-12 |
4 |
B |
$3.85 |
$519,750 |
I/I |
135,000 |
1,266,909 |
2.25 |
- |
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| Ptv Gp Iii Management, Llc |
10% Owner |
– – • |
2017-09-05 |
4 |
B |
$4.04 |
$165,640 |
I/I |
41,000 |
1,131,909 |
1.5 |
- |
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| Crawford Matthew S |
Director |
– • • |
2017-09-05 |
4 |
B |
$4.04 |
$165,640 |
I/I |
41,000 |
1,131,909 |
2.25 |
- |
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| Anderson Rick D |
Director |
– • • |
2017-09-05 |
4 |
B |
$4.04 |
$165,640 |
I/I |
41,000 |
1,131,909 |
2.25 |
- |
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| Stonepine Capital, L.p. |
10% Owner |
– – • |
2017-08-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,364,707 |
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- |
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| Novo A/s |
10% Owner |
– – • |
2017-07-26 |
4 |
S |
$6.84 |
$57,643 |
D/D |
(8,426) |
1,301,842 |
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- |
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| Ptv Evergreen Fund, L.p. |
10% Owner |
– – • |
2017-07-25 |
4 |
B |
$5.50 |
$6,000,000 |
D/D |
1,090,909 |
5,243,372 |
2.45 |
- |
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| Novo A/s |
10% Owner |
– – • |
2017-07-25 |
4 |
S |
$6.96 |
$170,585 |
D/D |
(24,504) |
1,310,268 |
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- |
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| Anderson Rick D |
Director |
– • • |
2017-07-25 |
4 |
B |
$5.50 |
$6,000,000 |
I/I |
1,090,909 |
1,090,909 |
2.25 |
- |
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| Anderson Rick D |
Director |
– • • |
2017-07-25 |
4 |
B |
$5.50 |
$249,997 |
D/D |
45,454 |
45,454 |
3.92 |
- |
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| Crawford Matthew S |
Director |
– • • |
2017-07-25 |
4 |
B |
$5.50 |
$6,000,000 |
I/I |
1,090,909 |
1,090,909 |
2.25 |
- |
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| Crawford Matthew S |
Director |
– • • |
2017-07-25 |
4 |
B |
$5.50 |
$249,997 |
D/D |
45,454 |
45,454 |
3.92 |
- |
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| Meelia Richard J |
Director |
– • – |
2017-07-25 |
4 |
B |
$5.50 |
$249,997 |
I/I |
45,454 |
45,454 |
2.1 |
- |
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| Cavanaugh Stefanie L. |
CFO, Treasurer, Secretary |
• – – |
2017-07-25 |
4 |
B |
$5.50 |
$24,998 |
D/D |
4,545 |
9,166 |
2.74 |
- |
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| Mcgaughy R Kent Jr |
Director |
– • – |
2017-07-25 |
4 |
B |
$5.50 |
$2,499,998 |
I/I |
454,545 |
469,100 |
2.1 |
- |
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| Newton Todd |
Chief Executive Officer |
• • – |
2017-07-25 |
4 |
B |
$5.50 |
$749,997 |
D/D |
136,363 |
167,129 |
2.81 |
- |
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| Novo A/s |
10% Owner |
– – • |
2017-07-24 |
4 |
S |
$6.83 |
$117,538 |
D/D |
(17,200) |
1,334,772 |
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- |
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| Schwartzhoff Bret |
VP, US Sales & Marketing |
• – – |
2017-05-25 |
4 |
A |
$0.00 |
$0 |
D/D |
6,131 |
6,131 |
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- |
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| Cavanaugh Stefanie L. |
CFO, Treasurer, Secretary |
• – – |
2017-05-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,757 |
4,621 |
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- |
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| Meelia Richard J |
Director |
– • – |
2017-05-25 |
4 |
A |
$0.00 |
$0 |
D/D |
5,098 |
5,098 |
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- |
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| Tribie Charles |
Exec VP of Ops |
• – – |
2017-05-25 |
4 |
A |
$0.00 |
$0 |
D/D |
894 |
894 |
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- |
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| Mcclellan William D. Jr. |
Director |
– • – |
2017-05-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,608 |
2,608 |
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| Newton Todd |
Chief Executive Officer |
• • – |
2017-05-18 |
4 |
B |
$6.35 |
$5,220 |
D/D |
822 |
30,766 |
2.81 |
- |
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| Newton Todd |
Chief Executive Officer |
• • – |
2017-05-17 |
4 |
B |
$6.19 |
$2,476 |
D/D |
400 |
29,944 |
2.73 |
- |
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| Mcclellan William D. Jr. |
Director |
– • – |
2017-05-17 |
4 |
B |
$6.18 |
$10,794 |
I/I |
1,700 |
2,000 |
2.1 |
- |
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209 Records found
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Page 7 of 9 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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