AQMS : Insider Transactions for Aqua Metals, Inc. | J3SG

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Aqua Metals, Inc. (AQMS)

$0.41

0.01 (1.73%) as of 4:30 Fri 5/24

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Exchange:

N/A

Security Type:

N/A

Shares Out:

61,180,000

Market Cap:

25.08(M)

Last Volume:

0

Avg Vol:

0

52 Week Range:

$0.3997 - $1.69

Level I Sector:

N/A

Level II Sector:

N/A

Level III Sector:

N/A

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile Aqua Metals is engaged in the business of recycling lead through a proprietary and patented process it developed and named AquaRefining™. AquaRefining uses a bio-degradable aqueous solvent and a temperature electro-chemical process to produce lead suitable for use in lead acid battery (LAB) production. Co.'s AquaRefining process has primary elements, which uses a proprietary, non-toxic solvent that dissolves lead compounds; and a proprietary electro-chemical process and Aqualyzer that converts the dissolved lead compounds into lead that is suitable for use in LAB production. Co.'s AquaRefining process can generate lead and lead-based products, including lead, lead alloys and lead compounds.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	562,500	562,500	739,900	1,378,325
Total Buy Value	$219,375	$219,375	$413,465	$866,234
Total People Bought	8	8	8	10
Total Buy Transactions	8	8	12	19
Total Shares Sold	0	0	0	333,314
Total Sell Value	$0	$0	$0	$256,652
Total People Sold	0	0	0	2
Total Sell Transactions	0	0	0	2
End Date	2024-02-25	2023-11-24	2023-05-26	2022-05-26

Adjust Filter Settings

Records found: 227

Page 8 of 10

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Clarke Stephen R.

President & CEO

• • –

2018-01-26

4

A

$1.95

$499

D/D

256

1,030,354

-

Clarke Stephen R.

President & CEO

• • –

2018-01-12

4

A

$1.93

$500

D/D

259

1,030,098

-

Chief Financial Officer

• – –

2018-01-12

4

A

$1.93

$500

D/D

259

1,461

-

Chief Financial Officer

• – –

2017-12-29

4

A

$2.12

$500

D/D

236

1,202

-

Clarke Stephen R.

President & CEO

• • –

2017-12-29

4

A

$2.12

$500

D/D

236

1,029,839

-

Chief Financial Officer

• – –

2017-12-15

4

A

$1.99

$499

D/D

251

966

-

Clarke Stephen R.

President & CEO

• • –

2017-12-15

4

A

$1.99

$499

D/D

251

1,029,603

-

Clarke Stephen R.

President & CEO

• • –

2017-12-01

4

A

$2.94

$500

D/D

170

1,029,352

-

Chief Financial Officer

• – –

2017-12-01

4

A

$2.94

$500

D/D

170

715

-

Chief Financial Officer

• – –

2017-11-17

4

A

$3.25

$501

D/D

154

545

-

Clarke Stephen R.

President & CEO

• • –

2017-11-17

4

A

$3.25

$501

D/D

154

1,029,182

-

Chief Financial Officer

• – –

2017-11-03

4

A

$3.72

$502

D/D

135

391

-

Clarke Stephen R.

President & CEO

• • –

2017-11-03

4

A

$3.72

$502

D/D

135

1,029,028

-

Clarke Stephen R.

President & CEO

• • –

2017-10-20

4

A

$5.37

$499

D/D

93

1,028,893

-

Chief Financial Officer

• – –

2017-10-20

4

A

$5.37

$499

D/D

93

256

-

Clarke Stephen R.

President & CEO

• • –

2017-10-06

4

A

$6.91

$498

D/D

72

1,028,800

-

Chief Financial Officer

• – –

2017-10-06

4

A

$6.91

$498

D/D

72

163

-

Clarke Stephen R.

President & CEO

• • –

2017-09-22

4

A

$5.49

$500

D/D

91

1,028,728

-

Chief Financial Officer

• – –

2017-09-22

4

A

$5.49

$500

D/D

91

91

-

Divito Vincent L

Director

– • –

2017-05-12

4

B

$12.58

$12,576

D/D

1,000

2,000

2.39

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-09

4

AS

$16.78

$545,191

I/I

(32,500)

473,827

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-08

4

AS

$17.09

$688,618

I/I

(40,283)

506,327

-

Murphy Thomas Michael

Chief Financial Officer

• • –

2017-05-08

4

AS

$17.52

$350,370

D/D

(20,000)

725,455

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-04

4

AS

$17.62

$79,280

I/I

(4,500)

546,610

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-03

4

AS

$17.09

$826,053

I/I

(48,327)

551,110

-

227 Records found	1 2 3 4 5 6 7 8 9 Next	Page 8 of 10

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.