| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
22,960,000 |
| Market
Cap: |
320.29(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$11.61 - $14.29 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Ares Dynamic Credit Allocation Fund is registered as a closed-end management investment company. The Fund's investment objective is to seek a risk adjusted level of total return, through current income and, secondarily, through capital appreciation. The Fund invests in primarily in a portfolio of senior secured loans made to companies whose debt is rated below investment grade, corporate bonds that are primarily high yield issues rated below investment grade, other fixed-income instruments of a similar nature that may be represented by derivatives, and securities issued by entities commonly referred to as collateralized loan obligations and other asset-backed securities.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
30,002 |
30,002 |
| Total Sell Value |
$0 |
$0 |
$384,507 |
$384,507 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
2 |
2 |
| End Date |
2024-01-18 |
2023-10-17 |
2023-04-18 |
2022-04-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Shaw John Joseph |
Director |
– • – |
2023-08-17 |
4 |
S |
$12.80 |
$265,182 |
I/I |
(20,716) |
30,000 |
|
-6% |
|
| Shaw John Joseph |
Director |
– • – |
2023-08-16 |
4 |
S |
$12.85 |
$119,325 |
I/I |
(9,286) |
50,716 |
|
-4% |
|
| Spector Bruce H |
Director |
– • – |
2022-03-17 |
4 |
B |
$14.18 |
$141,800 |
D/D |
10,000 |
35,000 |
2.39 |
-14% |
|
| Shaw John Joseph |
Director |
– • – |
2022-01-26 |
4 |
B |
$15.44 |
$401,339 |
I/I |
26,000 |
60,002 |
2.1 |
-13% |
|
| Shaw John Joseph |
Director |
– • – |
2022-01-25 |
4 |
B |
$15.34 |
$61,372 |
I/I |
4,000 |
34,002 |
2.1 |
-12% |
|
| Thrivent Financial For Lutherans |
10% Owner |
– – • |
2021-09-15 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
400,000 |
|
- |
|
| Thrivent Financial For Lutherans |
10% Owner |
– – • |
2021-09-15 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
360,000 |
|
- |
|
| Sun Life Financial Inc |
10% Owner |
– – • |
2021-09-15 |
4 |
B |
$25.00 |
$8,000,000 |
I/I |
320,000 |
560,000 |
1.5 |
-7% |
|
| Sun Life Financial Inc |
10% Owner |
– – • |
2021-09-15 |
4 |
B |
$25.00 |
$8,000,000 |
D/D |
320,000 |
560,000 |
2.45 |
-7% |
|
| Brufsky Seth J |
President and CEO / Portfolio |
• • – |
2020-05-26 |
4 |
B |
$11.31 |
$226,276 |
I/I |
20,000 |
69,137 |
2.66 |
14% |
|
| Shaw John Joseph |
Director |
– • – |
2020-01-16 |
4 |
S |
$15.78 |
$81,267 |
I/I |
(5,150) |
30,002 |
|
29% |
|
| Ares Partners Holdco Llc |
Affiliate of Adviser |
– – – |
2019-10-15 |
4 |
S |
$14.78 |
$121,515 |
D/D |
(8,221) |
59 |
|
- |
|
| Spector Bruce H |
Director |
– • – |
2018-12-24 |
4 |
B |
$13.30 |
$132,989 |
D/D |
10,000 |
25,000 |
2.39 |
- |
|
| Brufsky Seth J |
President and CEOPortfolio Mgr |
• • – |
2018-12-24 |
4 |
B |
$13.39 |
$133,890 |
I/I |
10,000 |
49,137 |
2.66 |
- |
|
| Hunt James Kelso |
Director |
– • – |
2018-12-04 |
4 |
B |
$14.77 |
$29,539 |
I/I |
2,000 |
7,000 |
2.1 |
- |
|
| Shaw John Joseph |
Director |
– • – |
2018-09-26 |
4 |
B |
$15.56 |
$311,126 |
I/I |
20,000 |
31,461 |
2.1 |
- |
|
| Spector Bruce H |
Director |
– • – |
2018-09-26 |
4 |
B |
$15.63 |
$58,143 |
D/D |
3,720 |
15,001 |
2.39 |
- |
|
| Hall Daniel J |
GC, CLO and Secretary |
• – – |
2018-07-10 |
4 |
B |
$16.00 |
$40,000 |
D/D |
2,500 |
2,500 |
2.74 |
- |
|
| Hunt James Kelso |
Director |
– • – |
2016-12-21 |
4 |
B |
$14.97 |
$74,844 |
I/I |
5,000 |
5,000 |
2.1 |
- |
|
| Shaw John Joseph |
Director |
– • – |
2016-12-16 |
4 |
B |
$14.98 |
$149,789 |
I/I |
10,000 |
10,000 |
2.1 |
- |
|
| Reiss M. Freddie |
Director |
– • – |
2016-04-19 |
4 |
B |
$13.40 |
$33,488 |
I/I |
2,500 |
2,500 |
2.1 |
- |
|
| Sachs David A |
Director |
– • – |
2015-12-07 |
4/A |
B |
$13.52 |
$101,400 |
D/D |
7,500 |
67,193 |
2.39 |
- |
|
| Sachs David A |
Director |
– • – |
2015-12-07 |
4 |
B |
$13.52 |
$101,400 |
D/D |
7,500 |
64,648 |
2.39 |
- |
|
| Margolies Gregory A |
Vice President of Adviser |
– – – |
2015-08-31 |
4 |
A |
$0.00 |
$0 |
D/D |
6,067 |
21,408 |
|
- |
|
| Sachs David A |
Director |
– • – |
2015-08-31 |
4 |
A |
$0.00 |
$0 |
D/D |
13,348 |
57,148 |
|
- |
|
39 Records found
|
|
Page 1 of 2 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
0.14 (1.01%) 
