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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
230.31(M) |
| Last
Volume: |
144,021 |
Avg
Vol: |
118,587 |
| 52
Week Range: |
$9.27 - $12.1 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : 3.1 |
| Insider 6 Months : 3.9 |
| Insider 3/6 Months : 7.4 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
400 |
800 |
1,865 |
2,990 |
| Total Buy Value |
$4,745 |
$8,845 |
$21,285 |
$34,583 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
2 |
5 |
8 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Stuebe Nancy E. |
TRUSTEE |
– • – |
2024-02-02 |
4 |
B |
$11.86 |
$4,745 |
D/D |
400 |
3,933 |
0.01 |
-2% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2023-12-20 |
4 |
S |
$11.17 |
$80,011 |
D/D |
(7,163) |
34,087 |
|
-5% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2023-11-08 |
4 |
B |
$10.25 |
$4,100 |
D/D |
400 |
3,423 |
0.01 |
17% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2023-08-02 |
4 |
B |
$11.84 |
$4,440 |
D/D |
375 |
2,922 |
0.01 |
-10% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2023-07-18 |
4 |
S |
$11.72 |
$223,191 |
D/D |
(19,048) |
41,250 |
|
12% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2023-07-18 |
4 |
S |
$11.72 |
$223,191 |
D/D |
(19,048) |
0 |
|
12% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2023-07-17 |
4 |
S |
$11.68 |
$116,780 |
I/I |
(10,000) |
60,298 |
|
12% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2023-07-17 |
4 |
S |
$11.68 |
$116,780 |
D/D |
(10,000) |
19,048 |
|
12% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2023-07-14 |
4 |
S |
$11.68 |
$350,310 |
I/I |
(30,000) |
70,298 |
|
12% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2023-07-14 |
4 |
S |
$11.68 |
$350,310 |
D/D |
(30,000) |
29,048 |
|
12% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2023-05-16 |
4/A |
B |
$11.55 |
$4,000 |
D/D |
345 |
2,474 |
0.01 |
- |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2023-05-16 |
4 |
B |
$11.55 |
$4,000 |
D/D |
345 |
2,819 |
0.01 |
-7% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2023-01-26 |
4 |
B |
$12.36 |
$4,946 |
D/D |
400 |
2,050 |
0.01 |
-7% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2022-10-24 |
4 |
B |
$10.71 |
$4,820 |
D/D |
450 |
1,605 |
0.01 |
16% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2022-05-13 |
4 |
B |
$12.84 |
$3,532 |
D/D |
275 |
1,104 |
0.01 |
-12% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2022-03-11 |
4 |
B |
$14.67 |
$3,800 |
D/D |
259 |
816 |
0.01 |
-12% |
|
| Barnes Randall C |
TRUSTEE |
– • – |
2022-01-13 |
4 |
B |
$17.87 |
$24,482 |
D/D |
1,370 |
11,355 |
0.01 |
-26% |
|
| Barnes Randall C |
TRUSTEE |
– • – |
2022-01-10 |
4 |
B |
$18.20 |
$18,200 |
D/D |
1,000 |
9,985 |
0.01 |
-28% |
|
| Seizert Gerald L |
TRUSTEE |
– • – |
2022-01-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,500 |
1,500 |
|
- |
|
| Barnes Randall C |
TRUSTEE |
– • – |
2022-01-04 |
4 |
B |
$18.25 |
$18,250 |
D/D |
1,000 |
8,985 |
0.01 |
-29% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2021-12-30 |
4 |
B |
$17.96 |
$3,501 |
D/D |
195 |
549 |
0.01 |
-28% |
|
| Barnes Randall C |
TRUSTEE |
– • – |
2021-12-30 |
4 |
B |
$17.75 |
$17,750 |
D/D |
1,000 |
7,985 |
0.01 |
-28% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2021-12-29 |
4 |
S |
$17.77 |
$337,586 |
I/I |
(19,000) |
100,298 |
|
26% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2021-12-29 |
4 |
S |
$17.77 |
$337,586 |
D/D |
(19,000) |
59,048 |
|
26% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2021-12-28 |
4 |
S |
$17.70 |
$442,545 |
I/I |
(25,000) |
119,298 |
|
20% |
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260 Records found
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