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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
241.53(M) |
| Last
Volume: |
86,213 |
Avg
Vol: |
118,465 |
| 52
Week Range: |
$9.27 - $12.1 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
1,300 |
2,365 |
3,490 |
| Total Buy Value |
$5,855 |
$14,700 |
$27,140 |
$40,438 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
3 |
6 |
9 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Black Daniel |
Trustee |
– • – |
2007-10-03 |
4 |
B |
$25.60 |
$20,494 |
D/D |
800 |
2,576 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-10-01 |
4 |
D |
$25.76 |
$391,320 |
I/I |
(15,191) |
3,786 |
|
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-10-01 |
4 |
D |
$25.76 |
$18,882 |
D/D |
(733) |
12,348 |
|
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-08-15 |
4 |
B |
$22.53 |
$135,150 |
D/D |
6,000 |
12,581 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-08-14 |
4 |
B |
$23.37 |
$23,370 |
I/I |
1,000 |
6,581 |
2.1 |
- |
|
| Nelson F Barry |
Vice President |
• – – |
2007-08-10 |
4 |
B |
$23.53 |
$7,059 |
D/D |
300 |
10,312 |
2.74 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2007-08-08 |
4 |
B |
$24.04 |
$36,060 |
D/D |
1,500 |
6,500 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2007-08-07 |
4 |
B |
$23.82 |
$23,819 |
D/D |
1,000 |
5,000 |
2.39 |
- |
|
| Nelson F Barry |
Vice President |
• – – |
2007-07-24 |
4 |
B |
$25.83 |
$12,915 |
D/D |
500 |
10,012 |
2.74 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-05-29 |
4 |
B |
$27.59 |
$5,794 |
D/D |
210 |
5,581 |
2.39 |
- |
|
| Black Daniel |
Trustee |
– • – |
2007-03-29 |
4 |
S |
$27.84 |
$41,760 |
D/D |
(1,500) |
1,776 |
|
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-01-30 |
4 |
B |
$28.10 |
$41,448 |
I/I |
1,475 |
5,371 |
2.1 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-01-26 |
4 |
B |
$28.12 |
$84,360 |
I/I |
3,000 |
3,896 |
2.1 |
- |
|
| Black Daniel |
Trustee |
– • – |
2007-01-03 |
4 |
S |
$28.26 |
$14,130 |
D/D |
(500) |
3,235 |
|
- |
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| Barnes Randall C |
Trustee |
– • – |
2006-11-17 |
4 |
B |
$26.20 |
$3,668 |
D/D |
140 |
896 |
2.31 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2006-11-17 |
4 |
B |
$26.20 |
$4,087 |
I/I |
156 |
756 |
2.1 |
- |
|
| Nelson F Barry |
officerTitle |
• – – |
2005-12-19 |
4 |
B |
$22.92 |
$6,876 |
D/D |
300 |
9,512 |
2.74 |
- |
|
| Nelson F Barry |
VP and Asst. Secretary |
• – – |
2005-11-22 |
4 |
B |
$23.50 |
$7,050 |
D/D |
300 |
9,151 |
2.74 |
- |
|
| Nelson F Barry |
VP and Asst. Secretary |
• – – |
2005-11-17 |
4 |
B |
$23.47 |
$7,041 |
D/D |
300 |
8,851 |
2.74 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2005-10-11 |
4 |
B |
$24.91 |
$14,946 |
D/D |
600 |
600 |
2.39 |
- |
|
| Medina Derek |
Director |
– • – |
2005-08-11 |
4 |
B |
$26.30 |
$2,630 |
D/D |
100 |
100 |
2.31 |
- |
|
| Nelson F Barry |
VP and Asst. Secretary |
• – – |
2005-03-29 |
4 |
B |
$23.30 |
$11,650 |
D/D |
500 |
8,044 |
2.74 |
- |
|
| Smart Michael A |
Trustee |
– – – |
2005-02-24 |
4 |
B |
$25.22 |
$25,220 |
D/D |
1,000 |
1,000 |
2.44 |
- |
|
| Nelson F Barry |
VP and Asst. Secretary |
• – – |
2004-05-10 |
4 |
B |
$22.34 |
$11,170 |
D/D |
500 |
6,960 |
2.74 |
- |
|
| Nelson F Barry |
VP and Asst. Secretary |
• – – |
2004-05-07 |
4 |
B |
$23.34 |
$11,670 |
D/D |
500 |
6,460 |
2.74 |
- |
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261 Records found
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Page 10 of 11 |
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