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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
239.33(M) |
| Last
Volume: |
111,471 |
Avg
Vol: |
118,465 |
| 52
Week Range: |
$9.27 - $12.1 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
1,300 |
2,365 |
3,490 |
| Total Buy Value |
$5,855 |
$14,700 |
$27,140 |
$40,438 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
3 |
6 |
9 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2021-12-28 |
4 |
S |
$17.70 |
$442,545 |
I/I |
(25,000) |
119,298 |
|
20% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2021-12-28 |
4 |
S |
$17.70 |
$442,545 |
D/D |
(25,000) |
78,048 |
|
20% |
|
| Maitland Tracy V |
CHAIRMAN, PRESIDENT & CEOTRUST |
• • – |
2021-12-27 |
4 |
S |
$17.89 |
$894,370 |
I/I |
(50,000) |
144,298 |
|
20% |
|
| Advent Capital Management /de/ |
INVESTMENT MANAGER |
– – – |
2021-12-27 |
4 |
S |
$17.89 |
$894,370 |
D/D |
(50,000) |
103,048 |
|
20% |
|
| Seizert Gerald L |
Trustee |
– • – |
2021-11-22 |
4 |
S |
$18.52 |
$244,324 |
D/D |
(13,190) |
10,763 |
|
16% |
|
| Seizert Gerald L |
Trustee |
– • – |
2021-11-22 |
4 |
S |
$18.52 |
$198,200 |
I/I |
(10,700) |
1,000 |
|
16% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2021-09-20 |
4 |
B |
$18.90 |
$3,500 |
D/D |
185 |
354 |
0.01 |
-11% |
|
| Stuebe Nancy E. |
TRUSTEE |
– • – |
2021-06-07 |
4 |
B |
$19.46 |
$3,289 |
D/D |
169 |
169 |
0.01 |
-2% |
|
| Seizert Gerald L |
Trustee |
– • – |
2020-01-31 |
4 |
S |
$15.48 |
$238,308 |
D/D |
(15,395) |
7,739 |
|
15% |
|
| Seizert Gerald L |
Trustee |
– • – |
2020-01-31 |
4 |
S |
$15.47 |
$203,041 |
I/I |
(13,124) |
11,816 |
|
15% |
|
| Seizert Gerald L |
Trustee |
– • – |
2020-01-30 |
4 |
S |
$15.49 |
$641,236 |
I/I |
(41,362) |
7,024 |
|
10% |
|
| Seizert Gerald L |
Trustee |
– • – |
2020-01-29 |
4 |
S |
$15.64 |
$285,358 |
D/D |
(18,249) |
0 |
|
11% |
|
| Smart Michael A |
Trustee |
– • – |
2019-09-10 |
4 |
B |
$14.24 |
$43 |
D/D |
3 |
4,808 |
2.31 |
- |
|
| Smart Michael A |
Trustee |
– • – |
2019-09-03 |
4 |
B |
$14.24 |
$66,873 |
D/D |
4,697 |
4,805 |
2.39 |
- |
|
| Smart Michael A |
Trustee |
– • – |
2019-04-12 |
4 |
S |
$14.95 |
$5,487 |
D/D |
(367) |
108 |
|
- |
|
| Smart Michael A |
Trustee |
– • – |
2019-04-11 |
4 |
S |
$15.00 |
$15,495 |
D/D |
(1,033) |
475 |
|
- |
|
| Smart Michael A |
Trustee |
– • – |
2019-02-13 |
4 |
S |
$14.50 |
$21,750 |
D/D |
(1,500) |
1,508 |
|
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2019-01-29 |
4 |
A |
$13.72 |
$306,724 |
I/I |
22,356 |
24,940 |
|
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2019-01-29 |
4 |
D |
$13.72 |
$306,724 |
I/I |
(22,356) |
0 |
|
- |
|
| Advent Capital Management /de/ |
Investment Manager |
– – – |
2019-01-16 |
4/A |
B |
$13.61 |
$285,762 |
D/D |
21,000 |
151,508 |
2.44 |
- |
|
| Maitland Tracy V |
Chairman, President & CEOTrust |
• • – |
2019-01-16 |
4/A |
B |
$13.61 |
$285,762 |
I/I |
21,000 |
192,758 |
2.66 |
- |
|
| Advent Capital Management /de/ |
Investment Manager |
– – – |
2019-01-16 |
4 |
B |
$13.61 |
$285,762 |
D/D |
21,000 |
136,000 |
2.44 |
- |
|
| Maitland Tracy V |
Chairman, President & CEOTrust |
• • – |
2019-01-16 |
4 |
B |
$13.61 |
$285,762 |
I/I |
21,000 |
177,250 |
2.66 |
- |
|
| Advent Capital Management /de/ |
Investment Manager |
– – – |
2019-01-09 |
4 |
B |
$13.53 |
$203,010 |
D/D |
15,000 |
115,000 |
2.44 |
- |
|
| Maitland Tracy V |
Chairman, President & CEOTrust |
• • – |
2019-01-09 |
4 |
B |
$13.53 |
$203,010 |
I/I |
15,000 |
156,250 |
2.66 |
- |
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261 Records found
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Page 2 of 11 |
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