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| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
241.53(M) |
| Last
Volume: |
86,213 |
Avg
Vol: |
118,465 |
| 52
Week Range: |
$9.27 - $12.1 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
1,300 |
2,365 |
3,490 |
| Total Buy Value |
$5,855 |
$14,700 |
$27,140 |
$40,438 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
3 |
6 |
9 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Huang Tony |
V.P. & Assistant Secretary |
• – – |
2018-08-27 |
4 |
A |
$0.36 |
$2,347 |
D/D |
4,935 |
5,035 |
|
- |
|
| Nyberg Ronald |
Trustee |
– • – |
2018-08-27 |
4 |
A |
$0.36 |
$636 |
D/D |
1,435 |
3,350 |
|
- |
|
| Barnes Randall C |
Trustee |
– • – |
2018-08-27 |
4 |
A |
$0.36 |
$1,690 |
D/D |
3,965 |
6,346 |
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- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-09-01 |
4 |
S |
$16.21 |
$107,132 |
I/I |
(6,609) |
2,357,824 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-31 |
4 |
S |
$16.17 |
$269,732 |
I/I |
(16,681) |
2,364,433 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-30 |
4 |
S |
$16.07 |
$586,330 |
I/I |
(36,486) |
2,381,114 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-29 |
4 |
S |
$16.02 |
$663,212 |
I/I |
(41,399) |
2,417,600 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-28 |
4 |
S |
$16.04 |
$35,288 |
I/I |
(2,200) |
2,458,999 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-25 |
4 |
S |
$16.07 |
$157,486 |
I/I |
(9,800) |
2,461,199 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-24 |
4 |
S |
$15.99 |
$129,839 |
I/I |
(8,120) |
2,470,999 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-23 |
4 |
S |
$15.98 |
$264,533 |
I/I |
(16,554) |
2,479,119 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-22 |
4 |
S |
$15.99 |
$128,863 |
I/I |
(8,059) |
2,495,673 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-21 |
4 |
S |
$16.00 |
$17,008 |
I/I |
(1,063) |
2,503,732 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-17 |
4 |
S |
$16.04 |
$115,648 |
I/I |
(7,210) |
2,504,795 |
|
- |
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| Weinstein Boaz |
10% Owner |
– – • |
2017-08-10 |
4 |
S |
$16.18 |
$137,530 |
I/I |
(8,500) |
2,512,005 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-08 |
4 |
S |
$16.39 |
$603,201 |
I/I |
(36,803) |
2,520,505 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-07 |
4 |
S |
$16.42 |
$32,840 |
I/I |
(2,000) |
2,557,308 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-04 |
4 |
S |
$16.47 |
$35,987 |
I/I |
(2,185) |
2,559,308 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-03 |
4 |
S |
$16.47 |
$511,097 |
I/I |
(31,032) |
2,561,493 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-02 |
4 |
S |
$16.53 |
$35,044 |
I/I |
(2,120) |
2,592,525 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-08-01 |
4 |
S |
$16.71 |
$512,730 |
I/I |
(30,684) |
2,594,645 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-01-17 |
4 |
B |
$15.03 |
$28,542 |
I/I |
1,899 |
2,625,329 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-01-09 |
4 |
B |
$15.26 |
$168,043 |
I/I |
11,012 |
2,623,430 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-01-06 |
4 |
B |
$15.27 |
$65,844 |
I/I |
4,312 |
2,612,418 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2017-01-05 |
4 |
B |
$14.96 |
$43,384 |
I/I |
2,900 |
2,608,106 |
1.5 |
- |
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261 Records found
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Page 4 of 11 |
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