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| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
241.53(M) |
| Last
Volume: |
86,213 |
Avg
Vol: |
118,465 |
| 52
Week Range: |
$9.27 - $12.1 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
1,300 |
2,365 |
3,490 |
| Total Buy Value |
$5,855 |
$14,700 |
$27,140 |
$40,438 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
3 |
6 |
9 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Weinstein Boaz |
10% Owner |
– – • |
2017-01-04 |
4 |
B |
$14.87 |
$159,109 |
I/I |
10,700 |
2,605,206 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-29 |
4 |
B |
$14.66 |
$23,456 |
I/I |
1,600 |
2,594,506 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-21 |
4 |
B |
$14.68 |
$51,718 |
I/I |
3,523 |
2,592,906 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-19 |
4 |
B |
$14.66 |
$195,403 |
I/I |
13,329 |
2,589,383 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-16 |
4 |
B |
$14.66 |
$406,097 |
I/I |
27,701 |
2,576,054 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-15 |
4 |
B |
$14.63 |
$497,391 |
I/I |
33,998 |
2,548,353 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-14 |
4 |
B |
$14.61 |
$291,776 |
I/I |
19,971 |
2,514,355 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-13 |
4 |
B |
$14.48 |
$37,778 |
I/I |
2,609 |
2,494,384 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-12 |
4 |
B |
$14.45 |
$96,410 |
I/I |
6,672 |
2,491,775 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-09 |
4 |
B |
$14.47 |
$224,878 |
I/I |
15,541 |
2,485,103 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-12-08 |
4 |
B |
$14.42 |
$356,736 |
I/I |
24,739 |
2,469,562 |
1.5 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2016-11-04 |
4 |
B |
$13.42 |
$80,530 |
I/I |
6,000 |
15,659 |
2.1 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2016-11-04 |
4 |
B |
$13.42 |
$53,674 |
D/D |
4,000 |
9,029 |
2.39 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-11-02 |
4 |
B |
$13.62 |
$16,930 |
I/I |
1,243 |
2,444,823 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-09-02 |
4 |
B |
$15.19 |
$21,266 |
I/I |
1,400 |
2,443,580 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-09-01 |
4 |
B |
$15.08 |
$48,452 |
I/I |
3,213 |
2,442,180 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-08-12 |
4 |
B |
$14.69 |
$71,731 |
I/I |
4,883 |
2,423,531 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-08-11 |
4 |
B |
$14.67 |
$94,416 |
I/I |
6,436 |
2,418,648 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-08-10 |
4 |
B |
$14.69 |
$75,477 |
I/I |
5,138 |
2,412,212 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2016-08-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,407,074 |
|
- |
|
| Black Daniel |
Trustee |
– • – |
2016-01-05 |
4 |
B |
$13.71 |
$27,420 |
D/D |
2,000 |
4,031 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2015-08-26 |
4 |
B |
$14.55 |
$94,601 |
D/D |
6,500 |
48,100 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2015-08-14 |
4/A |
B |
$15.55 |
$480,678 |
D/D |
30,912 |
41,600 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2015-08-14 |
4 |
B |
$15.55 |
$480,678 |
D/D |
30,912 |
61,671 |
2.39 |
- |
|
| Huang Tony |
V.P. & Assistant Secretary |
• – – |
2015-01-16 |
4/A |
B |
$0.00 |
$0 |
D/D |
0 |
100 |
2.66 |
- |
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261 Records found
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Page 5 of 11 |
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