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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
241.53(M) |
| Last
Volume: |
86,213 |
Avg
Vol: |
118,465 |
| 52
Week Range: |
$9.27 - $12.1 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
1,300 |
2,365 |
3,490 |
| Total Buy Value |
$5,855 |
$14,700 |
$27,140 |
$40,438 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
3 |
6 |
9 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-12-07 |
4 |
S |
$7.85 |
$7,851 |
I/I |
(1,000) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-12-07 |
4 |
B |
$7.91 |
$7,910 |
I/I |
1,000 |
1,000 |
1.5 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-12-04 |
4 |
S |
$14.80 |
$151,568 |
I/I |
(10,200) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-12-04 |
4 |
B |
$14.88 |
$153,103 |
I/I |
10,200 |
10,200 |
1.5 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-10-29 |
4 |
S |
$14.55 |
$21,825 |
I/I |
(1,500) |
14,500 |
|
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-10-29 |
4 |
S |
$14.55 |
$14,550 |
D/D |
(1,000) |
16,000 |
|
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-08-13 |
4 |
B |
$13.94 |
$13,939 |
I/I |
1,000 |
17,000 |
2.1 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-08-13 |
4 |
B |
$13.95 |
$27,890 |
D/D |
2,000 |
16,000 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-03-18 |
4 |
B |
$9.53 |
$14,288 |
D/D |
1,500 |
14,000 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-03-18 |
4 |
B |
$9.52 |
$14,277 |
I/I |
1,500 |
12,500 |
2.1 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2009-01-08 |
4 |
B |
$11.56 |
$11,560 |
I/I |
1,000 |
11,000 |
2.1 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,680 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,117 |
|
- |
|
| Maitland Tracy V |
CEO & PresidentTrustee |
• • – |
2008-12-18 |
4 |
B |
$8.84 |
$88,360 |
D/D |
10,000 |
16,137 |
2.81 |
- |
|
| Nelson F Barry |
Vice President |
• – – |
2008-10-10 |
4 |
B |
$7.94 |
$1,587 |
D/D |
200 |
11,212 |
2.66 |
- |
|
| Nelson F Barry |
Vice President |
• – – |
2008-10-08 |
4 |
B |
$10.86 |
$4,344 |
D/D |
400 |
11,012 |
2.66 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2008-09-08 |
4 |
B |
$19.03 |
$19,042 |
D/D |
1,000 |
10,000 |
2.39 |
- |
|
| Nelson F Barry |
Vice President |
• – – |
2008-07-16 |
4 |
B |
$19.17 |
$5,752 |
D/D |
300 |
10,612 |
2.74 |
- |
|
| Nyberg Ronald |
Trustee |
– • – |
2008-06-18 |
4 |
S |
$22.77 |
$16,781 |
D/D |
(737) |
13 |
|
- |
|
| Nyberg Ronald |
Trustee |
– • – |
2008-05-01 |
4 |
B |
$23.57 |
$17,678 |
D/D |
750 |
750 |
2.39 |
- |
|
| Black Daniel |
Trustee |
– • – |
2007-12-28 |
4 |
B |
$23.16 |
$46,314 |
D/D |
2,000 |
4,576 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2007-12-21 |
4 |
B |
$22.58 |
$33,870 |
D/D |
1,500 |
9,000 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2007-12-21 |
4 |
B |
$22.58 |
$22,580 |
I/I |
1,000 |
7,500 |
2.1 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-12-21 |
4 |
B |
$22.59 |
$90,360 |
I/I |
4,000 |
17,081 |
2.1 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2007-12-21 |
4 |
B |
$22.52 |
$112,600 |
D/D |
5,000 |
13,081 |
2.39 |
- |
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261 Records found
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Page 9 of 11 |
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