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| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
6,520,000 |
| Market
Cap: |
120.10(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$14.47 - $19.22 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : 2.3 |
| Insider 6 Months : 2.3 |
| Insider 3/6 Months : 5.1 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile ArrowMark Financial is registered as a non-diversified, closed-end management investment company. Co.'s investment objective is to provide stockholders with existing income, and to a lesser extent capital appreciation. Co. invests in preferred equity, subordinated debt, convertible securities and, to a lesser extent, common equity primarily in the United States community bank sector. Co. may also invest in similar securities of larger United States domiciled banks and companies that provide goods and/or services to banking companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
100 |
100 |
17,300 |
24,000 |
| Total Buy Value |
$1,850 |
$1,850 |
$275,555 |
$397,820 |
| Total People Bought |
1 |
1 |
7 |
7 |
| Total Buy Transactions |
1 |
1 |
8 |
17 |
| Total Shares Sold |
0 |
0 |
0 |
475 |
| Total Sell Value |
$0 |
$0 |
$0 |
$9,059 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
1 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Staggs Dana |
President |
• – – |
2024-02-26 |
4 |
B |
$18.50 |
$1,850 |
D/D |
100 |
5,601 |
2.66 |
-1% |
|
| Emrich John Scott |
Director |
– • – |
2023-10-06 |
4 |
B |
$17.34 |
$130,030 |
D/D |
7,500 |
8,725 |
2.39 |
4% |
|
| Farrell Patrick Joseph |
Chief Financial Officer |
• – – |
2023-05-05 |
4 |
B |
$15.79 |
$11,053 |
D/D |
700 |
4,409 |
2.74 |
21% |
|
| Staggs Dana |
President |
• – – |
2023-05-05 |
4 |
B |
$15.03 |
$30,050 |
D/D |
2,000 |
5,501 |
2.74 |
21% |
|
| Arnold Guy M |
Director |
– • – |
2023-05-05 |
4 |
B |
$14.99 |
$44,970 |
D/D |
3,000 |
10,000 |
2.39 |
21% |
|
| Bhonsle Sanjai |
CEO |
• • – |
2023-05-04 |
4 |
B |
$14.28 |
$28,560 |
D/D |
2,000 |
10,200 |
2.81 |
24% |
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| Stolper Michael |
Director |
– • – |
2023-05-04 |
4 |
B |
$14.46 |
$14,463 |
D/D |
1,000 |
6,300 |
2.39 |
24% |
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| Grove Richard Allen |
Chief Compliance Officer |
• – – |
2023-05-04 |
4 |
B |
$14.58 |
$14,579 |
D/D |
1,000 |
1,500 |
2.74 |
24% |
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| Farrell Patrick Joseph |
Chief Financial Officer |
• – – |
2023-03-16 |
4 |
B |
$17.45 |
$3,490 |
D/D |
200 |
3,709 |
2.66 |
-4% |
|
| Staggs Dana |
President |
• – – |
2022-11-17 |
4 |
B |
$17.40 |
$8,700 |
D/D |
500 |
2,501 |
2.74 |
4% |
|
| Staggs Dana |
President |
• – – |
2022-11-16 |
4 |
B |
$17.46 |
$17,460 |
D/D |
1,000 |
2,001 |
2.74 |
-3% |
|
| Emrich John Scott |
Director |
– • – |
2022-08-12 |
4 |
S |
$19.07 |
$9,059 |
D/D |
(475) |
1,225 |
|
7% |
|
| Farrell Patrick Joseph |
Chief Financial Officer |
• – – |
2022-08-10 |
4 |
B |
$18.49 |
$18,490 |
D/D |
1,000 |
3,509 |
2.74 |
-7% |
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| Grove Richard Allen |
Chief Compliance Officer |
• – – |
2022-08-08 |
4 |
B |
$18.26 |
$9,130 |
D/D |
500 |
500 |
2.74 |
-5% |
|
| Bhonsle Sanjai |
CEO |
• • – |
2022-08-05 |
4 |
B |
$18.24 |
$36,483 |
D/D |
2,000 |
7,200 |
2.81 |
-4% |
|
| Stolper Michael |
Director |
– • – |
2022-06-21 |
4 |
B |
$18.38 |
$9,192 |
D/D |
500 |
5,300 |
2.39 |
-8% |
|
| Bhonsle Sanjai |
CEO |
• • – |
2022-06-13 |
4 |
B |
$19.14 |
$9,570 |
D/D |
500 |
5,200 |
2.81 |
-10% |
|
| Staggs Dana |
PresidentOfficer |
• – – |
2022-06-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,001 |
|
-17% |
|
| Bhonsle Sanjai |
CEO |
• • – |
2022-05-27 |
4 |
B |
$19.50 |
$9,750 |
D/D |
500 |
4,700 |
2.81 |
-10% |
|
| Farrell Patrick Joseph |
Chief Financial Officer |
• – – |
2022-03-30 |
4 |
B |
$21.75 |
$10,875 |
D/D |
500 |
2,509 |
2.74 |
-15% |
|
| Stolper Michael |
Director |
– • – |
2022-03-29 |
4 |
B |
$21.75 |
$6,525 |
D/D |
300 |
4,800 |
2.39 |
-16% |
|
| Bhonsle Sanjai |
CEO |
• • – |
2021-11-19 |
4 |
B |
$21.62 |
$21,617 |
D/D |
1,000 |
4,200 |
2.81 |
-1% |
|
| Stolper Michael |
Director |
– • – |
2021-11-11 |
4 |
B |
$22.17 |
$17,736 |
D/D |
800 |
4,500 |
2.39 |
-2% |
|
| Arnold Guy M |
Director |
– • – |
2021-09-28 |
4 |
B |
$21.73 |
$43,456 |
D/D |
2,000 |
7,000 |
2.39 |
-0% |
|
| Farrell Patrick Joseph |
Chief Financial Officer |
• – – |
2021-09-27 |
4 |
B |
$21.50 |
$10,750 |
D/D |
500 |
2,009 |
2.74 |
2% |
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64 Records found
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