BGC : Insider Transactions for Bgc Group Ord Shs Class A

Company Profile BGC Partners is a holding company. Through its subsidiaries, Co. is a financial brokerage and technology company. Through brands including BGC®, GFI®, Sunrise Brokers™, Poten & Partners®, RP Martin™ and Fenics® among others, Co. engages in the brokerage of a range of products, including fixed income such as government bonds, corporate bonds, and other debt instruments, as well as related interest rate derivatives and credit derivatives. Co. provides broker products across foreign exchange, equity derivatives and cash equities, energy and commodities, shipping and futures and options. Co. also provides other services, including trade execution, connectivity solutions, and brokerage services

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	136,891	136,891	136,891
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	1	1	1
Total Sell Transactions	0	1	1	1
End Date	2024-02-04	2023-11-03	2023-05-05	2022-05-05

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Records found: 583

Page 9 of 24

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Cf Group Management Inc

Director

• • •

2014-07-21

$7.74

$14,378,931

I/I

(1,857,743)

Dalton John H

Director

• • –

2014-07-07

$7.45

$18,623

D/D

2,500

117,275

2.39

Dalton John H

Director

• • –

2014-07-03

$7.55

$67,190

D/D

8,900

114,775

2.39

Curwood Stephen T

Director

• • –

2014-06-18

$7.48

$35,904

D/D

(4,800)

26,340

Moran William J

Director

• • –

2014-06-03

$0.00

D/D

7,143

35,554

Dalton John H

Director

• • –

2014-06-03

$0.00

D/D

7,143

105,875

Curwood Stephen T

Director

• • –

2014-06-03

$0.00

D/D

7,143

31,140

Weis Albert M

Director

• • –

2014-06-03

$0.00

D/D

7,143

293,275

Bell Linda A

Director

• • –

2014-06-03

$0.00

D/D

7,143

21,814

Sadler Anthony Graham

Chief Financial Officer

• • –

2014-02-05

$6.51

$260,218

D/D

(39,972)

83,473

Lynn Shaun D

President

• • –

2014-02-05

$6.51

$2,762,499

D/D

(424,347)

1,060,537

Merkel Stephen M

EVP, General Counsel and Secre

• • –

2014-02-05

$6.51

$95,625

D/D

(14,689)

142,208

Windeatt Sean A

Chief Operating Officer

• • –

2014-02-05

$6.51

$1,027,493

D/D

(157,833)

137,647

Curwood Stephen T

Director

• • –

2013-12-19

$5.75

$67,952

D/D

(11,800)

24,197

Lynn Shaun D

President

• • –

2013-09-20

$5.82

$3,220,823

D/D

(553,406)

1,484,884

Merkel Stephen M

EVP, General Counsel and Secre

• • –

2013-07-30

4/A

$6.29

$287,969

D/D

(45,782)

182,892

Lutnick Howard W

Chairman and CEO

• • •

2013-07-30

$6.29

$5,357,105

D/D

(851,686)

12,027,689

Lutnick Howard W

Chairman and CEO

• • •

2013-07-30

$0.00

D/D

3,905,654

12,879,375

Windeatt Sean A

Chief Operating Officer

• • –

2013-07-30

$6.29

$406,623

D/D

(64,646)

295,480

Windeatt Sean A

Chief Operating Officer

• • –

2013-07-30

$0.00

D/D

349,136

360,126

Sadler Anthony Graham

Chief Financial Officer

• • –

2013-07-30

$6.29

$176,441

D/D

(28,051)

123,445

Sadler Anthony Graham

Chief Financial Officer

• • –

2013-07-30

$0.00

D/D

151,496

Lynn Shaun D

President

• • –

2013-07-30

$6.29

$2,936,518

D/D

(466,855)

2,018,290

Lynn Shaun D

President

• • –

2013-07-30

$0.00

D/D

2,479,777

2,485,145

Merkel Stephen M

EVP, General Counsel and Secre

• • –

2013-07-30

$5.89

$422,767

D/D

(71,777)

156,897

583 Records found	1 2 3 4 5 6 7 8 9 Next	Page 9 of 24

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: