| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
115,620,000 |
| Market
Cap: |
22.99(B) |
| Last
Volume: |
437,685 |
Avg
Vol: |
571,236 |
| 52
Week Range: |
$146.72 - $208.96 |
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| Level
I Sector: |
Industrials |
| Level
II Sector: |
Diversified Services |
| Level
III Sector: |
Business Services |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Broadridge Financial Solutions is a holding company. Through its subsidiaries, Co. provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors and mutual funds. Co. operates two reportable segments: Investor Communication Solutions (ICS) and Global Technology and Operations (GTO). Co. provides the following governance and communications solutions through its ICS business segment: Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. Co. GTO segment provides business process outsourcing services for its buy- and sell-side clients' businesses.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
48,483 |
109,483 |
377,912 |
640,543 |
| Total Sell Value |
$9,745,601 |
$21,255,339 |
$69,474,945 |
$113,929,251 |
| Total People Sold |
3 |
6 |
10 |
13 |
| Total Sell Transactions |
4 |
11 |
25 |
37 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Zavery Amit |
Director |
• • – |
2023-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
23 |
5,621 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2023-09-26 |
4 |
A |
$0.00 |
$0 |
D/D |
142 |
5,598 |
|
- |
|
| Nazareth Annette L. |
Director |
• • – |
2023-09-26 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
2,632 |
|
- |
|
| Keller Brett |
Director |
• • – |
2023-09-26 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
10,137 |
|
- |
|
| Murray Eileen K |
Director |
• • – |
2023-09-26 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
1,180 |
|
- |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2023-09-19 |
4 |
OE |
$98.31 |
$8,314,574 |
D/D |
70,181 |
123,576 |
|
- |
|
| Gokey Timothy C |
CEO |
• • – |
2023-09-06 |
4 |
AS |
$185.63 |
$11,015,387 |
D/D |
(59,341) |
177,846 |
|
9% |
|
| Gokey Timothy C |
CEO |
• • – |
2023-09-06 |
4 |
OE |
$50.95 |
$3,679,711 |
D/D |
72,222 |
237,187 |
|
- |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-28 |
4 |
S |
$185.40 |
$1,538,268 |
D/D |
(8,297) |
111,721 |
|
-6% |
|
| Carey Thomas P |
Corporate VP |
• • – |
2023-08-22 |
4 |
S |
$178.40 |
$445,994 |
D/D |
(2,500) |
11,322 |
|
-16% |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-21 |
4 |
S |
$178.29 |
$12,846,068 |
D/D |
(72,050) |
120,018 |
|
-16% |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-21 |
4 |
OE |
$98.31 |
$8,723,300 |
D/D |
80,307 |
192,068 |
|
- |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-18 |
4 |
S |
$178.91 |
$3,489,685 |
I/I |
(19,484) |
15,000 |
|
-14% |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-18 |
4 |
S |
$178.82 |
$5,644,343 |
D/D |
(31,565) |
111,761 |
|
-14% |
|
| Gumbs Keir D |
CVP and Chief Legal Officer |
• • – |
2023-08-16 |
4 |
D |
$181.35 |
$422,546 |
D/D |
(2,330) |
16,711 |
|
- |
|
| Gumbs Keir D |
CVP and Chief Legal Officer |
• • – |
2023-08-16 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,848 |
19,041 |
|
- |
|
| Carey Thomas P |
Corporate VP |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,068 |
13,822 |
|
- |
|
| Perry Christopher John |
President |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
6,585 |
75,950 |
|
- |
|
| Deschutter Douglas Richard |
Corporate Vice President |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
1,377 |
39,624 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
1,331 |
27,819 |
|
- |
|
| Stingi Richard John |
Corporate VP and CHRO |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
1,796 |
5,998 |
|
- |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,313 |
53,395 |
|
- |
|
| Reese Edmund |
Corporate VP and CFO |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,238 |
10,387 |
|
- |
|
| Daly Richard J |
Executive Chairman |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
898 |
143,326 |
|
- |
|
| Gumbs Keir D |
CVP and Chief Legal Officer |
• • – |
2023-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,622 |
14,193 |
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- |
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1251 Records found
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Page 4 of 51 |
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3.50 (1.79%) 
