| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
115,620,000 |
| Market
Cap: |
22.99(B) |
| Last
Volume: |
437,685 |
Avg
Vol: |
571,236 |
| 52
Week Range: |
$146.72 - $208.96 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Diversified Services |
| Level
III Sector: |
Business Services |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Broadridge Financial Solutions is a holding company. Through its subsidiaries, Co. provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors and mutual funds. Co. operates two reportable segments: Investor Communication Solutions (ICS) and Global Technology and Operations (GTO). Co. provides the following governance and communications solutions through its ICS business segment: Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. Co. GTO segment provides business process outsourcing services for its buy- and sell-side clients' businesses.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
48,483 |
109,483 |
377,912 |
640,543 |
| Total Sell Value |
$9,745,601 |
$21,255,339 |
$69,474,945 |
$113,929,251 |
| Total People Sold |
3 |
6 |
10 |
13 |
| Total Sell Transactions |
4 |
11 |
25 |
37 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Flowers Melvin L |
Director |
• • – |
2022-11-09 |
4 |
A |
$0.00 |
$0 |
D/D |
627 |
1,118 |
|
- |
|
| Carter Pamela L |
Director |
• • – |
2022-11-09 |
4 |
A |
$0.00 |
$0 |
D/D |
627 |
3,982 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2022-11-09 |
4 |
A |
$0.00 |
$0 |
D/D |
627 |
4,841 |
|
- |
|
| Markus Maura A. |
Director |
• • – |
2022-11-09 |
4 |
A |
$0.00 |
$0 |
D/D |
627 |
23,378 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2022-10-05 |
4/A |
A |
$0.00 |
$0 |
D/D |
7 |
4,224 |
|
- |
|
| Nazareth Annette L. |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
1,232 |
|
- |
|
| Flowers Melvin L |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
2 |
491 |
|
- |
|
| Carter Pamela L |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
3,355 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
4,214 |
|
- |
|
| Markus Maura A. |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
64 |
22,751 |
|
- |
|
| Duelks Robert N |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
34,117 |
|
- |
|
| Brun Leslie A |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
113 |
63,850 |
|
- |
|
| Perna Thomas A |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
50,394 |
|
- |
|
| Keller Brett |
Director |
• • – |
2022-10-05 |
4 |
A |
$0.00 |
$0 |
D/D |
36 |
8,627 |
|
- |
|
| Keller Brett |
Director |
• • – |
2022-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
170 |
8,591 |
|
- |
|
| Markus Maura A. |
Director |
• • – |
2022-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
192 |
22,687 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2022-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
4,202 |
|
- |
|
| Nazareth Annette L. |
Director |
• • – |
2022-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
170 |
1,228 |
|
- |
|
| Daly Richard J |
Executive Chairman |
• • – |
2022-08-26 |
4 |
S |
$176.34 |
$350,035 |
I/I |
(1,985) |
0 |
|
20% |
|
| Daly Richard J |
Executive Chairman |
• • – |
2022-08-26 |
4 |
S |
$175.04 |
$12,797,449 |
D/D |
(72,983) |
143,170 |
|
20% |
|
| Daly Richard J |
Executive Chairman |
• • – |
2022-08-26 |
4 |
OE |
$93.88 |
$6,978,342 |
D/D |
72,597 |
216,153 |
|
- |
|
| Perry Christopher John |
President |
• • – |
2022-08-19 |
4 |
S |
$176.28 |
$652,577 |
D/D |
(3,702) |
72,810 |
|
24% |
|
| Perry Christopher John |
President |
• • – |
2022-08-19 |
4 |
OE |
$93.88 |
$392,325 |
D/D |
4,179 |
76,512 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2022-08-17 |
4 |
GD |
$0.00 |
$0 |
D/D |
300 |
27,802 |
|
- |
|
| Matlin Laura |
VP, Deputy GC and CGO |
• • – |
2022-08-17 |
4 |
S |
$177.81 |
$367,540 |
D/D |
(2,067) |
5,618 |
|
23% |
|
1786 Records found
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Page 8 of 72 |
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3.50 (1.79%) 
