| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
115,620,000 |
| Market
Cap: |
22.99(B) |
| Last
Volume: |
437,685 |
Avg
Vol: |
571,236 |
| 52
Week Range: |
$146.72 - $208.96 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Diversified Services |
| Level
III Sector: |
Business Services |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Broadridge Financial Solutions is a holding company. Through its subsidiaries, Co. provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors and mutual funds. Co. operates two reportable segments: Investor Communication Solutions (ICS) and Global Technology and Operations (GTO). Co. provides the following governance and communications solutions through its ICS business segment: Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. Co. GTO segment provides business process outsourcing services for its buy- and sell-side clients' businesses.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
48,483 |
109,483 |
377,912 |
640,543 |
| Total Sell Value |
$9,745,601 |
$21,255,339 |
$69,474,945 |
$113,929,251 |
| Total People Sold |
3 |
6 |
10 |
13 |
| Total Sell Transactions |
4 |
11 |
25 |
37 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gumbs Keir D |
CVP and Chief Legal Officer |
• • – |
2022-08-16 |
4 |
D |
$177.32 |
$1,040,336 |
D/D |
(5,867) |
10,552 |
|
- |
|
| Gumbs Keir D |
CVP and Chief Legal Officer |
• • – |
2022-08-16 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,209 |
16,419 |
|
- |
|
| Carey Thomas P |
Corporate VP |
• • – |
2022-08-15 |
4 |
S |
$179.16 |
$2,992,431 |
D/D |
(16,703) |
12,902 |
|
24% |
|
| Carey Thomas P |
Corporate VP |
• • – |
2022-08-15 |
4 |
OE |
$50.95 |
$1,027,329 |
D/D |
18,317 |
29,605 |
|
- |
|
| Deschutter Douglas Richard |
Corporate Vice President |
• • – |
2022-08-15 |
4 |
S |
$178.57 |
$3,188,357 |
D/D |
(17,855) |
34,546 |
|
24% |
|
| Deschutter Douglas Richard |
Corporate Vice President |
• • – |
2022-08-15 |
4 |
OE |
$36.97 |
$818,812 |
D/D |
22,148 |
52,401 |
|
- |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2022-08-15 |
4 |
S |
$178.59 |
$12,473,556 |
D/D |
(69,616) |
57,616 |
|
24% |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2022-08-15 |
4 |
OE |
$50.95 |
$3,822,064 |
D/D |
67,859 |
127,232 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2022-08-13 |
4 |
D |
$183.22 |
$91,976 |
D/D |
(502) |
28,102 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2022-08-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
983 |
28,604 |
|
- |
|
| Stingi Richard John |
Corporate VP and CHRO |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
1,904 |
5,273 |
|
- |
|
| Deschutter Douglas Richard |
Corporate Vice President |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,335 |
30,253 |
|
- |
|
| Reese Edmund |
Corporate VP and CFO |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
988 |
4,900 |
|
- |
|
| Carey Thomas P |
Corporate VP |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
4,569 |
11,288 |
|
- |
|
| Perry Christopher John |
President |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
9,699 |
72,333 |
|
- |
|
| Matlin Laura |
VP, Deputy GC and CGO |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
964 |
7,685 |
|
- |
|
| Gokey Timothy C |
CEO |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
34,277 |
158,513 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,259 |
27,621 |
|
- |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,845 |
59,373 |
|
- |
|
| Daly Richard J |
Executive Chairman |
• • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
1,523 |
143,556 |
|
- |
|
| Duelks Robert N |
Director |
• • – |
2022-07-06 |
4 |
A |
$0.00 |
$0 |
D/D |
76 |
34,039 |
|
- |
|
| Perna Thomas A |
Director |
• • – |
2022-07-06 |
4 |
A |
$0.00 |
$0 |
D/D |
76 |
50,316 |
|
- |
|
| Carter Pamela L |
Director |
• • – |
2022-07-06 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
3,341 |
|
- |
|
| Brun Leslie A |
Director |
• • – |
2022-07-06 |
4 |
A |
$0.00 |
$0 |
D/D |
109 |
63,737 |
|
- |
|
| Zavery Amit |
Director |
• • – |
2022-07-06 |
4 |
A |
$0.00 |
$0 |
D/D |
16 |
4,047 |
|
- |
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1786 Records found
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Page 9 of 72 |
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3.50 (1.79%) 
