| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 as of 12/31 |
| Market
Cap: |
3.42(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$23.22 - $28.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 66 |
| Guru Rank Value : 10.1 |
| Guru Occurances : 2 |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
Company Profile
|
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2013-02-17 |
2012-11-16 |
2012-05-18 |
2011-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Carey Michael D |
Portfolio Manager |
– – – |
2009-03-19 |
4 |
B |
$7.70 |
$15,402 |
D/D |
2,000 |
3,800 |
2.44 |
- |
|
| Gabbay Henry |
Director |
– • – |
2009-01-22 |
4 |
B |
$8.22 |
$8,631 |
D/D |
1,050 |
1,050 |
2.39 |
- |
|
| Carey Michael D |
Portfolio Manager |
– – – |
2008-10-06 |
4 |
B |
$8.71 |
$4,355 |
D/D |
500 |
1,800 |
2.36 |
- |
|
| Carey Michael D |
Portfolio Manager |
– – – |
2008-09-17 |
4 |
B |
$10.22 |
$3,066 |
D/D |
300 |
1,300 |
2.36 |
- |
|
| Harris Jerrold B |
Director |
– • – |
2008-02-15 |
4 |
B |
$14.88 |
$1,488 |
D/D |
100 |
100 |
2.31 |
- |
|
| Beckwith George Nicholas Iii |
Director |
– • – |
2007-12-20 |
4 |
B |
$15.34 |
$1,534 |
D/D |
100 |
100 |
2.31 |
- |
|
| Davis Richard |
Director |
– • – |
2007-11-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
500 |
|
- |
|
| Davis Dick |
Director |
– • – |
2007-11-01 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
500 |
|
- |
|
| Kester Carl W |
Director |
– • – |
2007-11-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
|
- |
|
| Carey Michael D |
Portfolio Manager |
– – – |
2007-08-15 |
4 |
B |
$14.70 |
$14,698 |
D/D |
1,000 |
1,000 |
2.44 |
- |
|
| Mcclements Kyle |
Portfolio Manager |
– – – |
2006-02-13 |
4 |
B |
$15.65 |
$1,565 |
D/D |
100 |
100 |
2.36 |
- |
|
| Rosenbaum Jean M |
Portfolio Manager |
– – – |
2006-01-20 |
4 |
B |
$15.11 |
$9,066 |
D/D |
600 |
600 |
2.44 |
- |
|
| Kapito Robert |
officerTitle |
• • – |
2006-01-20 |
4 |
B |
$15.12 |
$15,120 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
| Schlosstein Ralph |
officerTitle |
• • – |
2006-01-12 |
4 |
B |
$15.08 |
$1,508 |
D/D |
100 |
100 |
2.73 |
- |
|
| Brimmer Andrew |
officerTitle |
– • – |
2005-12-14 |
4 |
B |
$14.77 |
$369 |
D/D |
25 |
25 |
2.31 |
- |
|
| Cavanagh Richard |
officerTitle |
– • – |
2005-12-12 |
4 |
B |
$14.70 |
$1,470 |
D/D |
100 |
100 |
2.31 |
- |
|
| Laforce James |
officerTitle |
– • – |
2005-12-09 |
4 |
B |
$14.70 |
$3,675 |
D/D |
250 |
250 |
2.31 |
- |
|
| Hubbard Robert Glenn |
officerTitle |
– • – |
2005-12-07 |
4 |
B |
$14.82 |
$1,482 |
D/D |
100 |
100 |
2.31 |
- |
|
| Dixon Kent |
officerTitle |
– • – |
2005-12-07 |
4 |
B |
$14.85 |
$14,850 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Mondale Walter F |
officerTitle |
– • – |
2005-12-06 |
4 |
B |
$14.99 |
$750 |
D/D |
50 |
50 |
2.31 |
- |
|
| Feldstein Kathleen F |
officerTitle |
– • – |
2005-11-30 |
4 |
B |
$15.01 |
$1,501 |
D/D |
100 |
100 |
2.31 |
- |
|
| Fabozzi Frank |
officerTitle |
– • – |
2005-11-30 |
4 |
B |
$15.01 |
$1,501 |
D/D |
100 |
100 |
2.31 |
- |
|
| Blackrock Funding Inc |
10% Owner |
– – • |
2005-10-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,028 |
|
- |
|
23 Records found
|
1
|
Page 1 of 1 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
0.76 (2.69%) 
