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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
27,451,000 |
| Market
Cap: |
21.28(M) |
| Last
Volume: |
365,016 |
Avg
Vol: |
722,605 |
| 52
Week Range: |
$0.7447 - $1.07 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Banking |
| Level
III Sector: |
Savings & Loans |
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Member Indexes:
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NASDAQ BANK |
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NASDAQ COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Broadway Financial is a savings and loan holding company. Through its subsidiary, Broadway Federal Bank, f.s.b., Co. is engaged in accepting deposits from the general public in the areas surrounding its branch offices and investing those deposits, together with funds generated from operations and borrowings, primarily in mortgage loans secured by residential properties with five or more units and commercial real estate. Co.'s assets also include mortgage loans secured by residential properties with one-to-four units. In addition, Co. invests in securities issued by federal government agencies, residential mortgage-backed securities and other investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
7,500 |
| Total Buy Value |
$0 |
$0 |
$0 |
$8,848 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Sarpong Sam |
Chief Financial Officer |
• – – |
2006-05-24 |
4 |
A |
$10.25 |
$30,750 |
I/I |
3,000 |
3,000 |
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- |
|
| Cathay General Bancorp |
10% Owner |
– – • |
2006-05-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
215,000 |
|
- |
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| Harvey Frank Glenn |
President/COO |
• • – |
2006-04-03 |
4 |
A |
$10.85 |
$54,250 |
I/I |
5,000 |
5,000 |
|
- |
|
| Davidson Robert C Jr |
Director |
– • – |
2006-03-24 |
4 |
A |
$0.00 |
$0 |
D/D |
161 |
5,838 |
|
- |
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| Davidson Robert C Jr |
Director |
– • – |
2005-11-10 |
5 |
A |
$11.00 |
$55,000 |
I/I |
5,000 |
5,677 |
|
- |
|
| Davidson Robert C Jr |
Director |
– • – |
2005-10-31 |
5 |
A |
$0.00 |
$0 |
D/D |
161 |
5,677 |
|
- |
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| Hudson Paul C |
President |
• • – |
2005-10-31 |
5 |
A |
$0.00 |
$0 |
D/D |
489 |
22,152 |
|
- |
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| Maddox Albert O |
Director |
– • – |
2005-10-31 |
5 |
A |
$0.00 |
$0 |
D/D |
60 |
15,574 |
|
- |
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| Davidson Robert C Jr |
Director |
– • – |
2004-11-17 |
5 |
A |
$10.49 |
$3,734 |
I/I |
356 |
5,677 |
|
- |
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| Dyck Beverly A |
VPt/Corporate Secretary |
• – – |
2004-08-19 |
4 |
S |
$11.75 |
$31,232 |
D/D |
(2,658) |
600 |
|
- |
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| Dyck Beverly A |
VPt/Corporate Secretary |
• – – |
2004-08-19 |
4 |
OE |
$4.34 |
$12,168 |
D/D |
2,658 |
870 |
|
- |
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| Dyck Beverly A |
VPt/Corporate Secretary |
• – – |
2004-08-17 |
4 |
S |
$11.75 |
$11,750 |
D/D |
(1,000) |
600 |
|
- |
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| Dyck Beverly A |
VPt/Corporate Secretary |
• – – |
2004-08-17 |
4 |
OE |
$4.34 |
$4,340 |
D/D |
1,000 |
1,600 |
|
- |
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| Kang Alvin D |
Chief Financial Officer |
• – – |
2004-08-13 |
4 |
A |
$11.69 |
$5,845 |
D/D |
500 |
5,100 |
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- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-13 |
4 |
S |
$11.50 |
$22,046 |
D/D |
(1,917) |
2,080 |
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- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-13 |
4 |
OE |
$6.68 |
$12,806 |
D/D |
1,917 |
3,997 |
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| Hudson Paul C |
President/CEO |
• • – |
2004-08-12 |
4 |
A |
$11.50 |
$9,775 |
D/D |
850 |
24,584 |
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- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-12 |
4 |
S |
$11.50 |
$14,950 |
D/D |
(1,300) |
2,080 |
|
- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-12 |
4 |
OE |
$6.68 |
$8,684 |
D/D |
1,300 |
3,380 |
|
- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-11 |
4 |
S |
$11.51 |
$14,965 |
D/D |
(1,300) |
2,080 |
|
- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-11 |
4 |
OE |
$6.68 |
$8,684 |
D/D |
1,300 |
3,380 |
|
- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-09 |
4 |
S |
$11.75 |
$15,275 |
D/D |
(1,300) |
2,080 |
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- |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-09 |
4 |
OE |
$4.34 |
$8,504 |
D/D |
1,300 |
3,380 |
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-06 |
4/A |
S |
$11.75 |
$15,275 |
D/D |
(1,300) |
2,080 |
|
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| Johnson Eric V |
Chief Retail Banking Officer |
• – – |
2004-08-06 |
4/A |
OE |
$4.34 |
$5,642 |
D/D |
1,300 |
3,380 |
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291 Records found
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Page 10 of 12 |
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