| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
181.76(B) |
| Last
Volume: |
4,201,234 |
Avg
Vol: |
3,317,699 |
| 52
Week Range: |
$205.75 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 7.1 |
| Insider 6 Months : 7.1 |
| Insider 3/6 Months : 14.5 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
350 |
350 |
350 |
750 |
| Total Buy Value |
$113,180 |
$113,180 |
$113,180 |
$212,896 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
1 |
1 |
2 |
| Total Shares Sold |
57,732 |
67,732 |
167,138 |
275,464 |
| Total Sell Value |
$18,688,946 |
$21,689,346 |
$37,763,495 |
$64,389,660 |
| Total People Sold |
3 |
3 |
6 |
8 |
| Total Sell Transactions |
6 |
7 |
14 |
24 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  De Lange Bob |
Group President |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
15,327 |
42,950 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$226,297 |
D/D |
(1,150) |
6,025 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
4,633 |
7,175 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$46,243 |
D/D |
(235) |
567 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
802 |
802 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$662,361 |
D/D |
(3,366) |
16,141 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
9,267 |
19,507 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-02-02 |
4 |
S |
$190.76 |
$766,474 |
D/D |
(4,018) |
0 |
|
-14% |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-02-02 |
4 |
OE |
$74.77 |
$300,426 |
D/D |
4,018 |
4,018 |
|
- |
|
| Ainsworth William P |
Group Pres. thru 12/31/2020Ret |
• – – |
2021-01-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
63,501 |
|
- |
|
| Creed Joseph E |
Group PresidentOfficer |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
9,689 |
|
32% |
|
| Creed Joseph E |
Group PresidentOfficer |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,542 |
|
32% |
|
| Fassino Anthony D. |
Group PresidentOfficer |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,230 |
|
32% |
|
| Fassino Anthony D. |
Group PresidentOfficer |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,368 |
|
32% |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2020-12-30 |
4 |
GD |
$0.00 |
$0 |
D/D |
59,000 |
151,726 |
|
- |
|
| Ainsworth William P |
Group Pres. thru 12/31/2020Ret |
• – – |
2020-12-16 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
64,001 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-12-04 |
4 |
S |
$179.50 |
$416,081 |
D/D |
(2,318) |
0 |
|
-28% |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-12-04 |
4 |
OE |
$83.00 |
$192,394 |
D/D |
2,318 |
2,318 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-12-02 |
4 |
S |
$173.26 |
$802,887 |
D/D |
(4,634) |
0 |
|
-34% |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-12-02 |
4 |
OE |
$83.00 |
$384,622 |
D/D |
4,634 |
4,634 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2020-11-24 |
4 |
D |
$176.80 |
$28,212,330 |
D/D |
(159,572) |
208,226 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2020-11-24 |
4 |
OE |
$95.66 |
$20,506,634 |
D/D |
214,370 |
367,798 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2020-11-09 |
4 |
D |
$173.90 |
$430,576 |
D/D |
(2,476) |
27,623 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2020-11-09 |
4 |
OE |
$96.31 |
$317,341 |
D/D |
3,295 |
30,099 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2020-11-09 |
4 |
S |
$175.00 |
$1,556,450 |
D/D |
(8,894) |
11,396 |
|
-32% |
|
2085 Records found
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Page 10 of 84 |
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15.23 (4.35%) 
