| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
194.58(B) |
| Last
Volume: |
1,563,436 |
Avg
Vol: |
3,311,837 |
| 52
Week Range: |
$205.75 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 8.9 |
| Insider 6 Months : 8.9 |
| Insider 3/6 Months : 18.2 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
850 |
850 |
850 |
1,250 |
| Total Buy Value |
$281,875 |
$281,875 |
$281,875 |
$381,591 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
2 |
2 |
2 |
3 |
| Total Shares Sold |
16,538 |
67,732 |
167,138 |
275,464 |
| Total Sell Value |
$5,360,741 |
$21,689,346 |
$37,763,495 |
$64,389,660 |
| Total People Sold |
1 |
3 |
6 |
8 |
| Total Sell Transactions |
3 |
7 |
14 |
24 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Wilkins Rayford Jr |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
4,253 |
|
- |
|
| Reed Debra L |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
8,364 |
|
- |
|
| Dickinson Daniel M |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
9,554 |
|
- |
|
| White Miles D |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
8,922 |
|
- |
|
| Osborn William A |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
54,955 |
|
- |
|
| Gallardo Juan |
Director |
– • – |
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,176 |
276,124 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-02-20 |
4 |
S |
$137.83 |
$81,182 |
D/D |
(589) |
0 |
|
8% |
|
| Younessi Ramin |
Group President |
• – – |
2020-02-11 |
4 |
D |
$136.45 |
$343,035 |
D/D |
(2,514) |
34,382 |
|
- |
|
| Younessi Ramin |
Group President |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
8,102 |
36,896 |
|
- |
|
| Ainsworth William P |
Group President |
• – – |
2020-02-11 |
4 |
D |
$136.15 |
$595,248 |
D/D |
(4,372) |
59,927 |
|
- |
|
| Ainsworth William P |
Group President |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
12,283 |
64,299 |
|
- |
|
| Long Suzette M |
General Counsel/Corporate Sec. |
• – – |
2020-02-11 |
4 |
D |
$136.15 |
$45,202 |
D/D |
(332) |
13,975 |
|
- |
|
| Long Suzette M |
General Counsel/Corporate Sec. |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
1,045 |
14,307 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2020-02-11 |
4 |
D |
$136.15 |
$2,135,377 |
D/D |
(15,684) |
79,092 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
37,895 |
94,776 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2020-02-11 |
4 |
D |
$136.15 |
$939,163 |
D/D |
(6,898) |
18,718 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
18,294 |
25,616 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2020-02-11 |
4 |
D |
$136.15 |
$704,576 |
D/D |
(5,175) |
26,804 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
14,112 |
31,979 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-02-11 |
4 |
D |
$136.15 |
$41,526 |
D/D |
(305) |
589 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2020-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
894 |
894 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2019-11-05 |
4 |
S |
$146.74 |
$137,349 |
I/I |
(936) |
0 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2019-11-05 |
4 |
S |
$146.67 |
$611,907 |
D/D |
(4,172) |
7,322 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2019-11-04 |
4 |
D |
$146.01 |
$437,587 |
D/D |
(2,994) |
17,837 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2019-11-04 |
4 |
OE |
$102.13 |
$668,040 |
D/D |
6,311 |
20,383 |
|
- |
|
2089 Records found
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Page 13 of 84 |
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1.50 (0.42%) 
