| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
190.53(B) |
| Last
Volume: |
2,821,523 |
Avg
Vol: |
3,306,332 |
| 52
Week Range: |
$205.75 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 8.9 |
| Insider 6 Months : 8.9 |
| Insider 3/6 Months : 18.2 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
850 |
850 |
850 |
1,250 |
| Total Buy Value |
$281,875 |
$281,875 |
$281,875 |
$381,591 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
2 |
2 |
2 |
3 |
| Total Shares Sold |
30,916 |
89,579 |
188,985 |
297,311 |
| Total Sell Value |
$10,752,917 |
$29,486,540 |
$45,560,689 |
$72,186,854 |
| Total People Sold |
2 |
3 |
6 |
8 |
| Total Sell Transactions |
3 |
8 |
15 |
25 |
| End Date |
2024-02-16 |
2023-11-15 |
2023-05-17 |
2022-05-17 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  De Lange Bob |
Group President |
• – – |
2024-01-12 |
4 |
A |
$0.00 |
$0 |
D/D |
6,887 |
61,092 |
|
- |
|
| Owens Derek |
CLO & General CounselOfficer |
• – – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
760 |
|
22% |
|
| Kaiser Jason |
Group PresidentOfficer |
• – – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
360 |
|
22% |
|
| Kaiser Jason |
Group PresidentOfficer |
• – – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,710 |
|
22% |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2023-12-18 |
4 |
D |
$286.72 |
$86,144,451 |
D/D |
(300,448) |
396,242 |
|
- |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2023-12-18 |
4 |
OE |
$127.60 |
$59,942,080 |
D/D |
422,260 |
447,857 |
|
- |
|
| Schaupp William E |
Chief Accounting Officer |
• – – |
2023-09-01 |
4 |
D |
$285.36 |
$69,913 |
D/D |
(245) |
1,455 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-30 |
4 |
S |
$282.57 |
$774,242 |
D/D |
(2,740) |
16,182 |
|
-4% |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-30 |
4 |
D |
$282.57 |
$395,881 |
D/D |
(1,401) |
18,922 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-30 |
4 |
OE |
$95.66 |
$396,128 |
D/D |
4,141 |
20,323 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-29 |
4 |
S |
$279.00 |
$815,517 |
D/D |
(2,923) |
16,182 |
|
-4% |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-29 |
4 |
D |
$279.00 |
$339,543 |
D/D |
(1,217) |
17,133 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-08-29 |
4 |
OE |
$74.77 |
$339,776 |
D/D |
4,140 |
17,629 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-08-09 |
4 |
S |
$286.27 |
$5,238,129 |
D/D |
(18,294) |
16,362 |
|
-0% |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-08-09 |
4 |
OE |
$151.12 |
$2,764,589 |
D/D |
18,294 |
34,656 |
|
- |
|
| Maclennan David |
Director |
– • – |
2023-08-07 |
4 |
A |
$277.21 |
$124,745 |
D/D |
450 |
4,868 |
|
- |
|
| Umpleby Iii Donald J |
Chief Executive Officer |
• • – |
2023-08-04 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,114 |
27,959 |
|
- |
|
| Umpleby Iii Donald J |
Chief Executive Officer |
• • – |
2023-08-04 |
4 |
GD |
$0.00 |
$0 |
I/I |
5,114 |
0 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2023-08-03 |
4 |
S |
$0.00 |
$0 |
D/D |
(41,748) |
17,968 |
|
7% |
|
| Johnson Denise C |
Group President |
• – – |
2023-08-03 |
4 |
OE |
$127.60 |
$5,520,674 |
D/D |
41,748 |
41,704 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
S |
$284.84 |
$2,078,361 |
D/D |
(7,286) |
0 |
|
7% |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
D |
$284.78 |
$982,206 |
D/D |
(3,449) |
4,249 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
OE |
$127.60 |
$982,265 |
D/D |
7,698 |
7,698 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-08-02 |
4 |
D |
$289.99 |
$10,927,693 |
D/D |
(37,683) |
77,317 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-08-02 |
4 |
OE |
$196.70 |
$9,556,114 |
D/D |
44,973 |
88,736 |
|
- |
|
644 Records found
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Page 3 of 26 |
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9.32 (2.59%) 
