| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
181.76(B) |
| Last
Volume: |
4,201,234 |
Avg
Vol: |
3,317,699 |
| 52
Week Range: |
$205.75 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 7.1 |
| Insider 6 Months : 7.1 |
| Insider 3/6 Months : 14.5 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
350 |
350 |
350 |
750 |
| Total Buy Value |
$113,180 |
$113,180 |
$113,180 |
$212,896 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
1 |
1 |
2 |
| Total Shares Sold |
57,732 |
67,732 |
167,138 |
275,464 |
| Total Sell Value |
$18,688,946 |
$21,689,346 |
$37,763,495 |
$64,389,660 |
| Total People Sold |
3 |
3 |
6 |
8 |
| Total Sell Transactions |
6 |
7 |
14 |
24 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Creed Joseph E |
Group President |
• – – |
2022-12-14 |
4 |
S |
$238.00 |
$1,190,714 |
D/D |
(5,003) |
0 |
|
8% |
|
| Creed Joseph E |
Group President |
• – – |
2022-12-14 |
4 |
OE |
$138.35 |
$692,165 |
D/D |
5,003 |
5,003 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2022-11-11 |
4 |
S |
$237.19 |
$447,036 |
D/D |
(1,884) |
8,665 |
|
8% |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2022-11-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,607 |
14,440 |
|
- |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2022-11-08 |
4 |
D |
$229.65 |
$26,163,336 |
D/D |
(113,927) |
214,052 |
|
- |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2022-11-08 |
4 |
OE |
$127.60 |
$19,318,895 |
D/D |
151,402 |
327,979 |
|
- |
|
| Schaupp William E |
Chief Accounting Officer |
• – – |
2022-09-01 |
4 |
D |
$181.66 |
$52,500 |
D/D |
(289) |
1,680 |
|
- |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2022-08-18 |
4 |
GD |
$0.00 |
$0 |
I/I |
7,490 |
0 |
|
- |
|
| Schwab Susan C |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
22,321 |
|
- |
|
| Maclennan David |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
3,297 |
|
- |
|
| Reed Debra L |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
10,617 |
|
- |
|
| Dickinson Daniel M |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
11,099 |
|
- |
|
| Wilkins Rayford Jr |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
6,027 |
|
- |
|
| Calhoun David L |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
48,964 |
|
- |
|
| Rust Edward B Jr |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
47,382 |
|
- |
|
| Johnson Gerald |
Director |
– • – |
2022-06-08 |
4 |
A |
$229.80 |
$187,517 |
D/D |
816 |
1,385 |
|
- |
|
| Umpleby Iii Donald J |
Chairman and CEO |
• • – |
2022-05-26 |
4 |
GD |
$0.00 |
$0 |
I/I |
13,835 |
0 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2022-05-18 |
4 |
S |
$214.13 |
$590,356 |
D/D |
(2,757) |
0 |
|
19% |
|
| De Lange Bob |
Group President |
• – – |
2022-04-21 |
4 |
S |
$237.25 |
$2,780,096 |
D/D |
(11,718) |
43,817 |
|
21% |
|
| De Lange Bob |
Group President |
• – – |
2022-04-21 |
4 |
OE |
$74.77 |
$876,155 |
D/D |
11,718 |
55,535 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2022-04-20 |
4 |
S |
$235.00 |
$896,760 |
D/D |
(3,816) |
10,549 |
|
20% |
|
| Creed Joseph E |
Group President |
• – – |
2022-04-20 |
4 |
S |
$235.00 |
$1,175,940 |
D/D |
(5,004) |
2,757 |
|
20% |
|
| Creed Joseph E |
Group President |
• – – |
2022-04-20 |
4 |
OE |
$138.35 |
$692,303 |
D/D |
5,004 |
7,761 |
|
- |
|
| Schaupp William E |
Chief Accounting OfficerOffice |
• – – |
2022-04-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,947 |
|
-12% |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2022-03-17 |
4 |
S |
$220.00 |
$8,878,320 |
D/D |
(40,356) |
14,365 |
|
16% |
|
2085 Records found
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Page 6 of 84 |
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15.23 (4.35%) 
