| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
181.76(B) |
| Last
Volume: |
4,201,234 |
Avg
Vol: |
3,317,699 |
| 52
Week Range: |
$205.75 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 7.1 |
| Insider 6 Months : 7.1 |
| Insider 3/6 Months : 14.5 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
350 |
350 |
350 |
750 |
| Total Buy Value |
$113,180 |
$113,180 |
$113,180 |
$212,896 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
1 |
1 |
2 |
| Total Shares Sold |
57,732 |
67,732 |
167,138 |
275,464 |
| Total Sell Value |
$18,688,946 |
$21,689,346 |
$37,763,495 |
$64,389,660 |
| Total People Sold |
3 |
3 |
6 |
8 |
| Total Sell Transactions |
6 |
7 |
14 |
24 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  De Lange Bob |
Group President |
• – – |
2021-03-05 |
4 |
OE |
$83.00 |
$2,646,704 |
D/D |
31,888 |
68,791 |
|
- |
|
| Gallardo Juan |
Director |
– • – |
2021-03-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(363) |
276,550 |
|
- |
|
| White Miles D |
Director |
– • – |
2021-03-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(507) |
8,661 |
|
- |
|
| Rust Edward B Jr |
Director |
– • – |
2021-03-01 |
4/A |
A |
$0.00 |
$0 |
D/D |
683 |
46,518 |
|
- |
|
| Calhoun David L |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
47,987 |
|
- |
|
| Reed Debra L |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
9,578 |
|
- |
|
| Osborn William A |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
54,199 |
|
- |
|
| Rust Edward B Jr |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
35,151 |
|
- |
|
| Gallardo Juan |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
276,913 |
|
- |
|
| White Miles D |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
9,168 |
|
- |
|
| Wilkins Rayford Jr |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
5,101 |
|
- |
|
| Schwab Susan C |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
21,424 |
|
- |
|
| Ayotte Kelly |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
4,499 |
|
- |
|
| Dickinson Daniel M |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
10,269 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2021-02-09 |
4 |
D |
$196.78 |
$3,889,553 |
D/D |
(19,766) |
178,297 |
|
- |
|
| Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
46,337 |
198,063 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$1,076,780 |
D/D |
(5,472) |
20,182 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
14,258 |
25,654 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$212,522 |
D/D |
(1,080) |
8,853 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,565 |
9,933 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$346,726 |
D/D |
(1,762) |
19,529 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
5,659 |
21,291 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$879,803 |
D/D |
(4,471) |
17,840 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2021-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
11,762 |
22,311 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2021-02-09 |
4 |
D |
$196.78 |
$1,189,929 |
D/D |
(6,047) |
36,903 |
|
- |
|
2085 Records found
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Page 9 of 84 |
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15.23 (4.35%) 
