CATY : Insider Transactions for Cathay General Bancorp

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Cathay General Bancorp (CATY)

$38.04

0.33 (0.88%) as of 4:30 Wed 5/15

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Exchange:

Nasdaq National Market

Security Type:

Common

Shares Out:

79,660,000

Market Cap:

3.03(B)

Last Volume:

185,536

Avg Vol:

358,421

52 Week Range:

$28.04 - $45.44

Level I Sector:

Financials

Level II Sector:

Banking

Level III Sector:

Domestic Regional Banks

Member Indexes:

	S&P COMPOSITE 1500		NASDAQ BANK
	NASDAQ COMPOSITE		NASDAQ FINANCIAL 100
	S&P 400 MIDCAP		NASDAQ NNM COMPOSITE

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile Cathay General Bancorp is a bank holding company. Through its subsidiary, Cathay Bank (the Bank), Co. accepts checking, savings, and time deposits, and makes commercial, real estate, personal, home improvement, and other installment and term loans. The Bank also provides letters of credit, wire transfers, forward currency spot and forward contracts, traveler's checks, safe deposit, night deposit, Social Security payment deposit, collection, bank-by-mail, drive-up and walk-up windows, automatic teller machines, Internet banking services, and other customary banking services. The Bank primarily services individuals, personnel, and small to medium-sized businesses in the local markets.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	6,100
Total Buy Value	$0	$0	$0	$213,500
Total People Bought	0	0	0	1
Total Buy Transactions	0	0	0	1
Total Shares Sold	0	7,000	13,000	102,000
Total Sell Value	$0	$304,151	$528,694	$4,424,994
Total People Sold	0	1	2	4
Total Sell Transactions	0	1	2	16
End Date	2024-02-15	2023-11-14	2023-05-16	2022-05-16

Adjust Filter Settings

Records found: 500

Page 13 of 20

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Chen Heng W

EVP/CFO

• • –

2017-02-17

$39.42

$662,177

D/D

(16,798)

84,242

Chen Heng W

EVP/CFO

• • –

2017-02-17

$0.00

D/D

39,100

94,735

Bingham Kim R

EVP - Chief Risk Officer

• • –

2017-02-17

$39.42

$394,949

D/D

(10,019)

29,811

Bingham Kim R

EVP - Chief Risk Officer

• • –

2017-02-17

$0.00

D/D

26,067

35,572

Wu Peter

Vice Chairman

• • –

2017-02-17

$39.42

$824,903

D/D

(20,926)

38,971

Wu Peter

Vice Chairman

• • –

2017-02-17

$0.00

D/D

46,921

52,304

Cheng Dunson K

Executive Chairman

• • –

2017-02-17

$39.42

$2,000,250

D/D

(50,742)

273,563

Cheng Dunson K

Executive Chairman

• • –

2017-02-17

$0.00

D/D

104,273

304,993

Chow Donald Sang

EVP, Chief Credit Officer

• • –

2017-02-17

$39.42

$394,949

D/D

(10,019)

16,048

Chow Donald Sang

EVP, Chief Credit Officer

• • –

2017-02-17

$0.00

D/D

26,067

21,809

Liu Ting Y

Director

• • –

2017-02-16

$39.04

$507,520

I/I

(13,000)

353,664

Cheng Dunson K

Executive Chairman

• • –

2017-02-16

$38.93

$943,561

D/D

(24,240)

220,032

Tang Anthony M

Vice Chairman

• • –

2017-02-14

$38.90

$583,452

D/D

(15,000)

300,000

Tang Anthony M

Vice Chairman

• • –

2017-02-13

$38.63

$965,793

D/D

(25,000)

315,000

Tang Anthony M

Vice Chairman

• • –

2017-02-10

$38.25

$382,500

D/D

(10,000)

340,000

Chang Michael M Y

Director

• • –

2017-02-10

$23.37

$81,795

D/D

3,500

27,827

Wu Peter

Vice Chairman

• • –

2017-02-01

$36.42

$728,334

I/I

(20,000)

772,799

Wu Peter

Vice Chairman

• • –

2017-01-31

$36.22

$362,221

I/I

(10,000)

792,799

Wu Peter

Vice Chairman

• • –

2017-01-30

$36.26

$725,419

I/I

(20,000)

802,799

Cheng Dunson K

Executive Chairman

• • –

2017-01-11

$0.00

D/D

365

244,272

Wong Irwin

SEVP, Chief Operating Officer

• • –

2016-12-31

$38.03

$16,103

I/I

423

17,819

Tang Anthony M

Vice Chairman

• • –

2016-12-31

$38.03

$85,642

I/I

2,252

92,658

Chan Kelly L

Director

• • –

2016-12-29

$0.00

D/D

300

89,680

Wong Irwin

SEVP, Chief Operating Officer

• • –

2016-12-12

$37.66

$1,167

D/D

29,795

Tang Anthony M

Vice Chairman

• • –

2016-12-12

$37.66

$58,369

I/I

1,550

629,498

500 Records found	Previous 10 11 12 13 14 15 16 17 18 19 Next	Page 13 of 20

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: