| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
14,080,000 |
| Market
Cap: |
645.29(M) |
| Last
Volume: |
358,030 |
Avg
Vol: |
318,930 |
| 52
Week Range: |
$30.9 - $46.37 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 20.9 |
| Insider 3/6 Months : 21.5 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile ClearBridge MLP & Midstream Fund is registered as a non-diversified, closed-end management investment company. The Fund's investment objective is to provide a high level of total return with an emphasis on cash distributions. The Fund seeks to achieve its objective by investing primarily in energy master limited partnerships (MLPs) and energy midstream entities.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
308,468 |
740,590 |
1,026,305 |
| Total Buy Value |
$0 |
$11,264,484 |
$26,477,639 |
$36,477,664 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
15 |
42 |
43 |
| Total Shares Sold |
0 |
0 |
0 |
2,518 |
| Total Sell Value |
$0 |
$0 |
$0 |
$4,280,481 |
| Total People Sold |
0 |
0 |
0 |
2 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kamerick Eileen A |
Director |
– • – |
2016-09-16 |
4 |
B |
$15.38 |
$21,262 |
D/D |
1,382 |
1,382 |
2.39 |
- |
|
| Agdern Robert D |
Director |
– • – |
2016-07-21 |
4 |
B |
$16.07 |
$49,727 |
D/D |
3,095 |
3,095 |
2.39 |
- |
|
| Prudential Retirement Insurance & Annuity Co |
10% Owner |
– – • |
2016-02-24 |
4 |
D |
$102,958.00 |
$58,965,056 |
I/I |
(572) |
160 |
|
- |
|
| American General Life Insurance Co |
See Remarks |
– – – |
2016-02-12 |
4 |
D |
$587,948.00 |
$2,147,483,647 |
I/I |
(4,227,074) |
0 |
|
- |
|
| American General Life Insurance Co |
See Remarks |
– – – |
2016-02-12 |
4 |
D |
$102,000.00 |
$34,068,000 |
I/I |
(334) |
82 |
|
- |
|
| Cohen Harry D |
Man. Dir & CIO of Subadviser |
– – – |
2015-12-07 |
4 |
B |
$13.97 |
$139,720 |
D/D |
10,000 |
57,479 |
2.44 |
- |
|
| Cohen Harry D |
Man. Dir & CIO of Subadviser |
– – – |
2015-12-01 |
4 |
B |
$18.52 |
$277,800 |
D/D |
15,000 |
46,666 |
2.44 |
- |
|
| Hutchinson William R |
Director |
– • – |
2015-09-25 |
4 |
S |
$19.27 |
$67,418 |
D/D |
(3,499) |
0 |
|
- |
|
| Hutchinson William R |
Director |
– • – |
2015-09-25 |
4 |
S |
$19.27 |
$48,187 |
I/I |
(2,501) |
0 |
|
- |
|
| Colman Carol L |
Director |
– • – |
2015-09-10 |
4 |
S |
$21.06 |
$42,120 |
D/D |
(2,000) |
1,120 |
|
- |
|
| Vanderlee Peter |
Portfolio Manager of the Fund |
– – – |
2015-07-28 |
4 |
B |
$21.85 |
$10,925 |
D/D |
500 |
3,000 |
2.44 |
- |
|
| Prudential Retirement Insurance & Annuity Co |
10% Owner |
– – • |
2015-06-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
580 |
|
- |
|
| Prudential Retirement Insurance & Annuity Co |
10% Owner |
– – • |
2015-06-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
210 |
|
- |
|
| American International Group Inc |
|
– – – |
2015-06-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
300 |
|
- |
|
| American International Group Inc |
|
– – – |
2015-06-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
160 |
|
- |
|
| Fuller Kenneth |
CEO, Pres. & ChairmanCEO & Pre |
• • – |
2015-03-03 |
4 |
B |
$26.65 |
$7,995 |
D/D |
300 |
300 |
2.81 |
- |
|
| Guardian Life Insurance Co Of America |
10% Owner |
– – • |
2015-01-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
150 |
|
- |
|
| Sun Life Financial Inc |
10% Owner |
– – • |
2015-01-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
150 |
|
- |
|
| Sun Life Financial Inc |
10% Owner |
– – • |
2015-01-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
150 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
• • • |
2014-04-30 |
4 |
B |
$1.00 |
$7,250,000 |
I/I |
7,250,000 |
3,600,000 |
2.64 |
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
• • • |
2014-04-30 |
4 |
B |
$1.00 |
$17,750,000 |
D/D |
17,750,000 |
17,750,000 |
3.23 |
- |
|
96 Records found
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Page 4 of 4 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.14 (0.3%) 
