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Exchange: |
American Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
17,160,000 |
Market
Cap: |
1.02(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$44.46 - $59.94 |
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Level
I Sector: |
Industrials |
Level
II Sector: |
Consumer Non-Durables |
Level
III Sector: |
Packaging & Containers |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Guggenheim S&P Global Water Index is an open-end management investment company. The Fund seeks investment results that correspond generally to the performance of an equity index called the S&P Global Water Index. The Index is comprised of approximately 50 equity securities selected, based on investment and other criteria, from a universe of companies listed on global developed market exchanges. The Fund generally will invest in all of the securities comprising the Index in proportion to their weightings in the Index. As of Aug 31 2015, the Fund's total assets were $352,347,860 and the Fund's investment portfolio was valued at $350,195,928.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-06-20 |
2024-03-19 |
2023-09-19 |
2022-09-19 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Gabelli Securities Inc |
An Affiliate Of The Investment |
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2014-09-30 |
144 |
NP |
$0.00 |
$24,923 |
/ |
4,110 |
0 |
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- |
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Fac Propertys Llc |
Other |
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2013-12-12 |
144 |
NP |
$0.00 |
$2,147,483,647 |
/ |
2,147,483,647 |
0 |
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- |
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Gpj Retirement Partners, Llc |
Other |
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2013-11-20 |
144 |
NP |
$0.00 |
$18,963 |
/ |
1,815 |
0 |
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- |
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Walker C Carter Jr |
Director |
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2013-02-15 |
144 |
NP |
$0.00 |
$82,800 |
/ |
4,000 |
0 |
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- |
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Ober Douglas G |
Chairman |
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2013-02-14 |
144 |
NP |
$0.00 |
$288,965 |
/ |
10,996 |
0 |
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- |
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Wells Fargo Bank N A |
Seed Capital Provider |
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2013-02-08 |
144 |
NP |
$0.00 |
$42,024 |
/ |
5,240 |
0 |
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- |
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Wells Fargo Bank N A |
Seed Capital Provider |
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2013-02-08 |
144 |
NP |
$0.00 |
$58,900 |
/ |
5,000 |
0 |
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- |
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Wells Fargo Bank N A |
Seed Capital Provider |
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2013-02-08 |
144 |
NP |
$0.00 |
$81,450 |
/ |
5,000 |
0 |
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- |
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Ober Douglas G |
Chairman & CEO |
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2012-11-30 |
144 |
NP |
$0.00 |
$456,934 |
/ |
43,646 |
0 |
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- |
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Trina Chris |
CEO |
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2011-06-24 |
4 |
S |
$0.00 |
$1,479 |
D/D |
(624,300) |
94,717,960 |
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- |
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Passalaqua Joseph Charles |
Secretary |
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2011-04-04 |
4 |
S |
$0.01 |
$1,750 |
D/D |
(350,000) |
7,353,671 |
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- |
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Farber Jeffrey M |
Previously CFO of the sole mem |
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2011-03-11 |
144 |
NP |
$0.00 |
$22,500 |
/ |
30,000 |
0 |
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- |
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Burian Lawrence J. |
EVP, GC & Secretary |
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2011-03-03 |
4 |
D |
$3.57 |
$2,971 |
D/D |
(833) |
8,249 |
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- |
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Raike William J Iii |
10% Owner |
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2010-12-09 |
4 |
S |
$0.06 |
$1,198 |
D/D |
(20,000) |
14,667,000 |
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- |
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Van Kampen Investments Inc |
Parent company of Issuer’s f |
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2010-12-08 |
144 |
NP |
$0.00 |
$67,329 |
/ |
5,235 |
0 |
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- |
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Bunger Steven G |
President & CEO |
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2010-11-22 |
4 |
OE |
$6.00 |
$24,612 |
D/D |
4,102 |
177,713 |
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- |
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Jones Robert Nickolas |
CFO |
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2010-11-17 |
4 |
B |
$0.00 |
$1,000 |
D/D |
120,500,000 |
120,500,000 |
2.81 |
- |
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Parker George Gc |
Director |
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2010-11-03 |
4 |
OE |
$1.00 |
$1,800 |
D/D |
1,800 |
14,200 |
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- |
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Shi Jianliang |
CHIEF EXECUTIVE OFFICER |
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2010-10-20 |
4 |
A |
$0.00 |
$1,000 |
I/I |
20,734,531 |
20,734,531 |
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- |
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Spearing Thomas J Iii |
Pres Proj Mgmt Grp (Americas) |
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2010-08-27 |
4 |
A |
$3.06 |
$3,060 |
D/D |
1,000 |
4,500 |
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- |
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Temple Sandra A |
EVPCOO |
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2010-08-05 |
4 |
S |
$1.00 |
$800 |
D/D |
(800) |
55,919 |
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- |
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Dennis Kathleen A |
Director |
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2010-08-01 |
4 |
B |
$18.52 |
$963 |
D/D |
52 |
52 |
2.39 |
- |
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Weller Richard |
Officer |
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2010-06-02 |
144 |
NP |
$0.00 |
$267,982 |
/ |
7,150 |
0 |
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- |
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Avedon Marcia J |
Officer |
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2010-05-19 |
144 |
NP |
$0.00 |
$190,050 |
/ |
5,000 |
0 |
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- |
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Harborview Advisors, Llc |
10% Owner |
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2010-05-17 |
4 |
B |
$0.54 |
$1,080 |
D/D |
2,000 |
684,073 |
2.45 |
- |
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181 Records found
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Page 1 of 8 |
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