| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
10,962,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$8.64 - $8.64 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Samuels Steven |
10% Owner |
– – • |
2015-09-09 |
4 |
B |
$8.62 |
$57,875 |
D/D |
6,714 |
14,089 |
2.45 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-09-03 |
4 |
B |
$8.59 |
$16,965 |
D/D |
1,975 |
7,375 |
2.37 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-24 |
4/A |
B |
$8.52 |
$434,530 |
I/I |
51,000 |
1,587,717 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-24 |
4 |
B |
$8.52 |
$434,530 |
I/I |
51,000 |
1,593,117 |
1.5 |
- |
|
| Opportunity Income Plus Lp |
10% Owner |
– – • |
2015-08-24 |
4 |
B |
$8.52 |
$434,530 |
D/D |
51,000 |
1,407,421 |
2.45 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-18 |
4/A |
B |
$8.60 |
$6,020 |
I/I |
700 |
1,536,717 |
1.5 |
- |
|
| Opportunity Income Plus Lp |
10% Owner |
– – • |
2015-08-18 |
4 |
B |
$8.60 |
$6,020 |
D/D |
700 |
129,046 |
2.37 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-18 |
4 |
B |
$8.60 |
$6,020 |
I/I |
700 |
1,542,117 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-17 |
4/A |
B |
$8.65 |
$219,677 |
I/I |
25,400 |
1,536,017 |
1.5 |
- |
|
| Opportunity Income Plus Lp |
10% Owner |
– – • |
2015-08-17 |
4 |
B |
$8.65 |
$219,677 |
D/D |
25,400 |
46,999 |
2.45 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-08-17 |
4 |
B |
$8.65 |
$219,677 |
I/I |
25,400 |
1,541,417 |
1.5 |
- |
|
| Opportunity Income Plus Lp |
10% Owner |
– – • |
2015-07-24 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,510,317 |
|
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-22 |
4/A |
B |
$8.64 |
$4,322,592 |
I/I |
500,300 |
1,510,617 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-22 |
4 |
B |
$8.64 |
$4,322,592 |
I/I |
500,300 |
1,516,017 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-17 |
4/A |
B |
$8.65 |
$822,954 |
I/I |
95,000 |
1,010,317 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-17 |
4 |
B |
$8.65 |
$822,954 |
I/I |
95,000 |
1,015,717 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-15 |
4/A |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
915,317 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-15 |
4 |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
920,717 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-09 |
4/A |
B |
$8.52 |
$31,508 |
I/I |
3,700 |
815,317 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-09 |
4 |
B |
$8.52 |
$31,508 |
I/I |
3,700 |
820,717 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-07 |
4/A |
B |
$8.51 |
$187,814 |
I/I |
22,062 |
811,617 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-07 |
4 |
B |
$8.51 |
$187,814 |
I/I |
22,062 |
817,017 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-06 |
4/A |
B |
$8.49 |
$57,141 |
I/I |
6,730 |
789,555 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-06 |
4 |
B |
$8.49 |
$57,141 |
I/I |
6,730 |
794,955 |
1.5 |
- |
|
| Samuels Steven |
10% Owner |
– – • |
2015-07-02 |
4/A |
B |
$8.45 |
$31,409 |
I/I |
3,717 |
782,825 |
1.5 |
- |
|
31 Records found
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Page 1 of 2 |
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