| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.88(B) |
| Last
Volume: |
4,328,658 |
Avg
Vol: |
3,104,882 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
137,884 |
217,448 |
584,443 |
| Total Sell Value |
$0 |
$16,487,318 |
$25,588,724 |
$65,658,641 |
| Total People Sold |
0 |
4 |
7 |
11 |
| Total Sell Transactions |
0 |
20 |
41 |
79 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Detrick Christine Rose |
Director |
– • – |
2022-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,612 |
2,258 |
|
- |
|
| Hackett Ann F |
Director |
– • – |
2022-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,612 |
67,527 |
|
- |
|
| Williams Craig A. |
Director |
– • – |
2022-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,612 |
3,472 |
|
- |
|
| Warner Bradford H |
Director |
– • – |
2022-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,612 |
45,101 |
|
- |
|
| Haggerty Kaitlin |
Chief Human Resources Officer |
• – – |
2022-04-30 |
4 |
D |
$124.62 |
$27,043 |
D/D |
(217) |
4,990 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,030,963 |
D/D |
(7,925) |
82,830 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
16,407 |
90,755 |
|
- |
|
| Dean Lia |
Pres, Retail Bank & Prem. Card |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$741,903 |
D/D |
(5,703) |
41,855 |
|
- |
|
| Dean Lia |
Pres, Retail Bank & Prem. Card |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
11,814 |
47,558 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,858,986 |
D/D |
(14,290) |
89,785 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
31,684 |
104,075 |
|
- |
|
| Cooper Matthew W |
General Counsel & Corp Secy |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,026,670 |
D/D |
(7,892) |
33,888 |
|
- |
|
| Cooper Matthew W |
General Counsel & Corp Secy |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
17,498 |
41,780 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,926,633 |
D/D |
(14,810) |
79,110 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
32,837 |
93,920 |
|
- |
|
| Karam Celia |
Card Chief Operating Officer |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$641,084 |
D/D |
(4,928) |
35,775 |
|
- |
|
| Karam Celia |
Card Chief Operating Officer |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
10,926 |
40,703 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,426,177 |
D/D |
(10,963) |
61,865 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
22,696 |
72,828 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,909,721 |
D/D |
(14,680) |
65,679 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
30,393 |
80,359 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2022-03-11 |
4 |
D |
$130.09 |
$1,528,167 |
D/D |
(11,747) |
69,209 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2022-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
26,046 |
80,956 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2022-02-28 |
4 |
AS |
$148.98 |
$567,912 |
D/D |
(3,812) |
11,541 |
|
-29% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$862,773 |
D/D |
(5,430) |
49,966 |
|
- |
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3517 Records found
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Page 12 of 141 |
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