| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.88(B) |
| Last
Volume: |
4,328,658 |
Avg
Vol: |
3,104,882 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
137,884 |
217,448 |
584,443 |
| Total Sell Value |
$0 |
$16,487,318 |
$25,588,724 |
$65,658,641 |
| Total People Sold |
0 |
4 |
7 |
11 |
| Total Sell Transactions |
0 |
20 |
41 |
79 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Haggerty Kaitlin |
Chief Human Resources Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$55,612 |
D/D |
(350) |
5,178 |
|
- |
|
| Dean Lia |
Pres, Retail Bank & Prem. Card |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$418,516 |
D/D |
(2,634) |
35,668 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$819,237 |
D/D |
(5,156) |
60,314 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$891,850 |
D/D |
(5,613) |
60,993 |
|
- |
|
| Cooper Matthew W |
General Counsel & Corp Secy |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$538,796 |
D/D |
(3,391) |
24,282 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$265,982 |
D/D |
(1,674) |
15,353 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$804,619 |
D/D |
(5,064) |
54,910 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-02-15 |
4 |
D |
$150.83 |
$8,293,388 |
D/D |
(54,985) |
3,758,853 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
54,985 |
3,813,838 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$865,633 |
D/D |
(5,448) |
72,315 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$551,507 |
D/D |
(3,471) |
74,259 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$643,505 |
D/D |
(4,050) |
50,132 |
|
- |
|
| Young Andrew M |
Chief Financial Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$218,633 |
D/D |
(1,376) |
18,995 |
|
- |
|
| Karam Celia |
Card Chief Operating Officer |
• – – |
2022-02-15 |
4 |
D |
$158.89 |
$379,906 |
D/D |
(2,391) |
29,771 |
|
- |
|
| Haggerty Kaitlin |
Chief Human Resources OfficerO |
• – – |
2022-02-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,528 |
|
-33% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
10,757 |
55,396 |
|
- |
|
| Karam Celia |
Card Chief Operating Officer |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
7,208 |
32,162 |
|
- |
|
| Cooper Matthew W |
General Counsel & Corp Secy |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
7,277 |
27,673 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
10,086 |
66,606 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
8,389 |
59,974 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
11,940 |
77,763 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
8,769 |
77,730 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
6,959 |
54,182 |
|
- |
|
| Finneran John G Jr |
Former Corp Secy |
– – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
5,999 |
53,016 |
|
- |
|
| Young Andrew M |
Chief Financial Officer |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
7,587 |
20,371 |
|
- |
|
3517 Records found
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Page 13 of 141 |
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0.24 (0.16%) 
