| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
65.44(B) |
| Last
Volume: |
1,680,234 |
Avg
Vol: |
3,095,161 |
| 52
Week Range: |
$86.34 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
42,266 |
141,244 |
259,714 |
625,431 |
| Total Sell Value |
$6,049,605 |
$18,482,767 |
$31,638,329 |
$71,560,379 |
| Total People Sold |
4 |
7 |
10 |
12 |
| Total Sell Transactions |
4 |
14 |
45 |
81 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Dean Lia |
Pres, Retail Bank & Prem. Card |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
8,605 |
38,302 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-02-03 |
4 |
D |
$148.29 |
$122,191 |
D/D |
(824) |
3,758,853 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-02-03 |
4 |
OE |
$148.29 |
$122,191 |
D/D |
824 |
3,759,677 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
4,300 |
17,027 |
|
- |
|
| Berson Jory A |
Former Chief HR Officer |
– – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
8,862 |
60,120 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2022-02-03 |
4 |
A |
$0.00 |
$0 |
D/D |
8,782 |
65,470 |
|
- |
|
| Raskind Peter E |
Director |
– • – |
2022-02-01 |
4 |
AS |
$147.00 |
$1,133,223 |
D/D |
(7,709) |
26,096 |
|
-25% |
|
| Raskind Peter E |
Director |
– • – |
2022-02-01 |
4 |
OE |
$54.07 |
$416,826 |
D/D |
7,709 |
33,805 |
|
- |
|
| Hackett Ann F |
Director |
– • – |
2022-01-31 |
4 |
S |
$142.62 |
$143 |
I/I |
(1) |
5,005 |
|
19% |
|
| Blinde Neal |
EC, Commercial Banking |
• – – |
2022-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
142,644 |
142,668 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2022-01-27 |
4 |
AS |
$146.82 |
$993,531 |
D/D |
(6,767) |
20,396 |
|
-9% |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-01-27 |
4 |
AS |
$146.82 |
$8,369 |
D/D |
(57) |
3,758,853 |
|
-9% |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-01-27 |
4 |
OE |
$45.75 |
$4,575 |
D/D |
100 |
3,758,910 |
|
- |
|
| Blinde Neal |
EC, Commercial BankingOfficer |
• – – |
2022-01-24 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
24 |
|
-15% |
|
| Detrick Christine Rose |
Director |
– • – |
2021-11-05 |
4 |
A |
$0.00 |
$0 |
D/D |
646 |
646 |
|
- |
|
| Raskind Peter E |
Director |
– • – |
2021-11-01 |
4 |
AS |
$152.33 |
$413,728 |
D/D |
(2,716) |
26,096 |
|
-12% |
|
| Raskind Peter E |
Director |
– • – |
2021-11-01 |
4 |
OE |
$45.75 |
$124,257 |
D/D |
2,716 |
28,812 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-09-27 |
4 |
AS |
$170.00 |
$76,670 |
D/D |
(451) |
56,415 |
|
-10% |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2021-09-23 |
4 |
AS |
$163.70 |
$3,307,300 |
D/D |
(20,000) |
47,017 |
|
-11% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-09-02 |
4 |
AS |
$160.83 |
$1,881,384 |
D/D |
(11,668) |
44,639 |
|
1% |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-08-30 |
4 |
AS |
$169.60 |
$915,261 |
D/D |
(5,348) |
56,866 |
|
-5% |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-08-26 |
4 |
AS |
$174.23 |
$2,137,279 |
D/D |
(12,267) |
51,585 |
|
-10% |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-07-27 |
4 |
AS |
$160.00 |
$35,435,151 |
D/D |
(218,989) |
3,758,798 |
|
-13% |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-07-27 |
4 |
OE |
$45.75 |
$16,465,837 |
D/D |
359,909 |
3,977,787 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2021-07-27 |
4 |
S |
$161.69 |
$8,707,413 |
D/D |
(53,817) |
56,688 |
|
13% |
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1396 Records found
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Page 14 of 56 |
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0.88 (0.62%) 
