| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.88(B) |
| Last
Volume: |
4,328,658 |
Avg
Vol: |
3,104,882 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
137,884 |
217,448 |
584,443 |
| Total Sell Value |
$0 |
$16,487,318 |
$25,588,724 |
$65,658,641 |
| Total People Sold |
0 |
4 |
7 |
11 |
| Total Sell Transactions |
0 |
20 |
41 |
79 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Slocum Michael |
President, Commercial Banking |
• – – |
2021-05-04 |
4 |
S |
$148.19 |
$941,599 |
D/D |
(6,354) |
56,688 |
|
-5% |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2021-05-04 |
4 |
OE |
$45.75 |
$447,435 |
D/D |
9,780 |
63,042 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-05-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
70,720 |
3,617,875 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2021-04-30 |
4 |
S |
$149.00 |
$376,374 |
D/D |
(2,526) |
12,583 |
|
-4% |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-04-30 |
4 |
AS |
$148.45 |
$1,337,444 |
D/D |
(9,003) |
27,163 |
|
4% |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-04-29 |
4 |
AS |
$146.44 |
$2,465,158 |
D/D |
(16,778) |
47,223 |
|
4% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-04-14 |
4 |
AS |
$135.02 |
$4,307,543 |
D/D |
(31,903) |
56,307 |
|
25% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-04-14 |
4 |
OE |
$74.96 |
$2,391,449 |
D/D |
31,903 |
88,210 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-04-14 |
4 |
AS |
$135.00 |
$4,547,340 |
D/D |
(33,684) |
62,128 |
|
25% |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-04-14 |
4 |
OE |
$86.34 |
$1,939,369 |
D/D |
22,462 |
95,812 |
|
- |
|
| Williams Craig A. |
Director |
– • – |
2021-03-17 |
4 |
S |
$128.63 |
$386 |
D/D |
(3) |
1,835 |
|
-23% |
|
| Williams Craig A. |
Director |
– • – |
2021-03-16 |
4 |
S |
$129.11 |
$1,420 |
D/D |
(11) |
1,838 |
|
-26% |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$185,601 |
D/D |
(1,405) |
68,845 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
2,908 |
70,250 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$744,516 |
D/D |
(5,636) |
73,544 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
12,496 |
79,180 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$773,313 |
D/D |
(5,854) |
91,798 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
12,980 |
97,652 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$787,316 |
D/D |
(5,960) |
67,017 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
15,144 |
72,977 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$930,645 |
D/D |
(7,045) |
56,307 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
14,585 |
63,352 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$202,774 |
D/D |
(1,535) |
36,166 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
3,402 |
37,701 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$819,416 |
D/D |
(6,203) |
73,350 |
|
- |
|
3517 Records found
|
|
Page 16 of 141 |
|
|
0.24 (0.16%) 
