| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.88(B) |
| Last
Volume: |
4,328,658 |
Avg
Vol: |
3,104,882 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
137,884 |
217,448 |
584,443 |
| Total Sell Value |
$0 |
$16,487,318 |
$25,588,724 |
$65,658,641 |
| Total People Sold |
0 |
4 |
7 |
11 |
| Total Sell Transactions |
0 |
20 |
41 |
79 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
15,763 |
79,553 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-03-11 |
4 |
D |
$132.10 |
$7,217,151 |
D/D |
(54,634) |
3,688,595 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
121,138 |
3,743,229 |
|
- |
|
| Blackley Richard Scott |
Senior Advisor |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$803,829 |
D/D |
(6,085) |
57,541 |
|
- |
|
| Blackley Richard Scott |
Senior Advisor |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
13,492 |
63,626 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$1,013,471 |
D/D |
(7,672) |
64,001 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
15,883 |
71,673 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$849,535 |
D/D |
(6,431) |
53,262 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
13,344 |
59,693 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-03-11 |
4 |
D |
$132.10 |
$801,979 |
D/D |
(6,071) |
54,260 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
13,460 |
60,331 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2021-03-08 |
4 |
AS |
$128.57 |
$5,888,314 |
I/I |
(45,527) |
0 |
|
22% |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-08 |
4 |
AS |
$130.03 |
$6,174,475 |
D/D |
(47,485) |
63,790 |
|
22% |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-08 |
4 |
OE |
$63.73 |
$1,824,781 |
D/D |
28,633 |
111,275 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-03-05 |
4 |
AS |
$125.15 |
$5,221,056 |
D/D |
(40,986) |
46,871 |
|
26% |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-03-05 |
4 |
OE |
$74.96 |
$2,270,988 |
D/D |
30,296 |
87,857 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-03-04 |
4 |
AS |
$123.22 |
$4,980,834 |
D/D |
(39,909) |
48,767 |
|
26% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2021-03-04 |
4 |
OE |
$70.96 |
$2,126,245 |
D/D |
29,964 |
88,676 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-03-04 |
4 |
AS |
$123.20 |
$9,104,549 |
D/D |
(73,252) |
66,684 |
|
26% |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-03-04 |
4 |
OE |
$70.96 |
$3,778,477 |
D/D |
51,711 |
139,936 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-03 |
4 |
AS |
$125.00 |
$1,799,500 |
D/D |
(14,396) |
82,642 |
|
30% |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-03-01 |
4 |
AS |
$122.41 |
$3,036,504 |
D/D |
(24,647) |
97,038 |
|
30% |
|
| Williams Craig A. |
Director |
– • – |
2021-02-26 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
195 |
|
- |
|
| Williams Craig A. |
Director |
– • – |
2021-02-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
166 |
|
27% |
|
| Archibong Ime |
Director |
– • – |
2021-02-26 |
4 |
A |
$0.00 |
$0 |
D/D |
375 |
375 |
|
- |
|
3517 Records found
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Page 17 of 141 |
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