| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
64.32(B) |
| Last
Volume: |
1,340,730 |
Avg
Vol: |
3,089,436 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
625,431 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$71,560,379 |
| Total People Sold |
4 |
7 |
10 |
12 |
| Total Sell Transactions |
4 |
13 |
45 |
81 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Williams Craig A. |
Director |
– • – |
2021-02-26 |
4 |
A |
$0.00 |
$0 |
D/D |
375 |
541 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$178,274 |
D/D |
(1,514) |
24,888 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-02-15 |
4 |
D |
$109.60 |
$2,536,911 |
D/D |
(23,147) |
3,622,087 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
23,147 |
3,645,234 |
|
- |
|
| Young Andrew M |
Head of Fin. Plng. & Analysis |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$140,005 |
D/D |
(1,189) |
12,558 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$513,272 |
D/D |
(4,359) |
55,790 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$242,654 |
D/D |
(2,214) |
60,149 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,214 |
62,363 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$520,455 |
D/D |
(4,420) |
121,566 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$252,628 |
D/D |
(2,305) |
125,986 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,305 |
128,291 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$576,504 |
D/D |
(4,896) |
84,587 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$228,078 |
D/D |
(2,081) |
89,483 |
|
- |
|
| Wassmer Michael J |
President, Card |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,081 |
91,564 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$13,895 |
I/I |
(118) |
4,670 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$330,289 |
D/D |
(2,805) |
67,233 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$122,314 |
D/D |
(1,116) |
70,038 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,116 |
71,154 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$132,587 |
D/D |
(1,126) |
15,058 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$500,555 |
D/D |
(4,251) |
57,457 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$215,364 |
D/D |
(1,965) |
61,708 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,965 |
63,673 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-02-15 |
4 |
D |
$117.75 |
$357,960 |
D/D |
(3,040) |
34,299 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-02-15 |
4 |
D |
$109.60 |
$143,795 |
D/D |
(1,312) |
37,339 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,312 |
38,651 |
|
- |
|
1396 Records found
|
|
Page 18 of 56 |
|
|
1.19 (0.84%) 
