| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.88(B) |
| Last
Volume: |
4,328,658 |
Avg
Vol: |
3,104,882 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
137,884 |
217,448 |
584,443 |
| Total Sell Value |
$0 |
$16,487,318 |
$25,588,724 |
$65,658,641 |
| Total People Sold |
0 |
4 |
7 |
11 |
| Total Sell Transactions |
0 |
20 |
41 |
79 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
9,159 |
60,149 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
11,996 |
54,801 |
|
- |
|
| Dean Lia |
Pres, Retail Bank & Prem. Card |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
7,892 |
31,532 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
3,928 |
11,745 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
8,703 |
37,339 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
11,557 |
93,302 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
9,017 |
26,402 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
10,289 |
61,708 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
13,248 |
125,986 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
11,221 |
71,113 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
I/I |
329 |
4,788 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2021-02-04 |
4 |
A |
$0.00 |
$0 |
D/D |
9,345 |
70,038 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-01-06 |
4 |
AS |
$104.00 |
$3,187,080 |
D/D |
(30,645) |
81,745 |
|
49% |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-01-06 |
4 |
OE |
$56.32 |
$1,725,926 |
D/D |
30,645 |
112,390 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2021-01-05 |
4 |
AS |
$100.00 |
$876,700 |
D/D |
(8,767) |
81,745 |
|
58% |
|
| Young Andrew M |
Head of Fin. Plng. & AnalysisO |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
59 |
|
60% |
|
| Young Andrew M |
Head of Fin. Plng. & AnalysisO |
• – – |
2021-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,275 |
|
60% |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-12-21 |
4 |
AS |
$96.00 |
$785,760 |
D/D |
(8,185) |
96,183 |
|
57% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-12-21 |
4 |
AS |
$95.00 |
$3,097,285 |
D/D |
(32,603) |
51,507 |
|
57% |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-12-21 |
4 |
OE |
$56.32 |
$1,836,201 |
D/D |
32,603 |
84,110 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-12-14 |
4 |
AS |
$91.12 |
$3,627,508 |
D/D |
(39,456) |
51,507 |
|
53% |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-12-14 |
4 |
AS |
$93.46 |
$517,208 |
D/D |
(5,534) |
104,368 |
|
53% |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-12-10 |
4 |
AS |
$92.96 |
$6,436,777 |
D/D |
(67,929) |
51,301 |
|
40% |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-12-10 |
4 |
OE |
$63.73 |
$3,805,646 |
D/D |
56,482 |
119,230 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-12-09 |
4 |
AS |
$95.00 |
$186,675 |
D/D |
(1,965) |
77,189 |
|
40% |
|
3517 Records found
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Page 20 of 141 |
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