| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
65.17(B) |
| Last
Volume: |
1,583,136 |
Avg
Vol: |
3,102,165 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
25,353 |
143,782 |
242,801 |
609,796 |
| Total Sell Value |
$3,633,076 |
$18,111,433 |
$29,221,800 |
$69,291,717 |
| Total People Sold |
3 |
7 |
9 |
12 |
| Total Sell Transactions |
3 |
18 |
44 |
82 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$179,944 |
D/D |
(2,115) |
24,567 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4,378 |
26,682 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$217,294 |
D/D |
(2,554) |
28,636 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
5,661 |
31,190 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$344,064 |
D/D |
(4,044) |
44,425 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
8,965 |
48,469 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$370,438 |
D/D |
(4,354) |
96,783 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
9,654 |
101,137 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$436,716 |
D/D |
(5,133) |
109,522 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
11,381 |
114,655 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$445,479 |
D/D |
(5,236) |
112,577 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
13,304 |
117,813 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$616,830 |
D/D |
(7,250) |
59,892 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
13,622 |
67,142 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$173,393 |
D/D |
(2,038) |
60,450 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4,219 |
62,488 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$436,035 |
D/D |
(5,125) |
62,748 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
11,363 |
67,873 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$176,456 |
D/D |
(2,074) |
36,056 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4,293 |
38,130 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$516,606 |
D/D |
(6,072) |
50,990 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
12,571 |
57,062 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-02-28 |
4 |
AS |
$85.26 |
$1,310,829 |
D/D |
(15,231) |
25,529 |
|
-34% |
|
| Serra Eileen |
Director |
– • – |
2020-02-26 |
4 |
A |
$0.00 |
$0 |
D/D |
485 |
485 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2020-02-21 |
4 |
AS |
$102.51 |
$1,518,891 |
D/D |
(14,817) |
39,504 |
|
-40% |
|
3532 Records found
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Page 24 of 142 |
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0.34 (0.24%) 
