| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
65.17(B) |
| Last
Volume: |
1,583,136 |
Avg
Vol: |
3,102,165 |
| 52
Week Range: |
$85.63 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
25,353 |
143,782 |
242,801 |
609,796 |
| Total Sell Value |
$3,633,076 |
$18,111,433 |
$29,221,800 |
$69,291,717 |
| Total People Sold |
3 |
7 |
9 |
12 |
| Total Sell Transactions |
3 |
18 |
44 |
82 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Golden Timothy P |
Controller |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
3,952 |
18,888 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
I/I |
299 |
4,097 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
9,367 |
61,764 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
7,341 |
18,198 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
9,054 |
38,110 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
13,454 |
98,133 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
11,164 |
90,322 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
9,564 |
108,709 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
12,845 |
60,879 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
9,806 |
50,674 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
9,299 |
28,753 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
8,453 |
100,245 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2020-01-30 |
4 |
D |
$102.17 |
$112,285 |
D/D |
(1,099) |
3,416,353 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2020-01-30 |
4 |
OE |
$102.17 |
$112,285 |
D/D |
1,099 |
3,417,452 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-01-30 |
4 |
A |
$0.00 |
$0 |
D/D |
12,013 |
60,642 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2020-01-23 |
4 |
OE |
$36.55 |
$20,443,621 |
D/D |
559,333 |
3,416,353 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-01-22 |
4 |
AS |
$107.01 |
$1,490,114 |
D/D |
(13,925) |
97,148 |
|
-34% |
|
| Warner Bradford H |
Director |
– • – |
2019-12-20 |
4 |
AS |
$104.36 |
$846,673 |
D/D |
(8,113) |
39,430 |
|
- |
|
| Warner Bradford H |
Director |
– • – |
2019-12-20 |
4 |
OE |
$53.03 |
$430,232 |
D/D |
8,113 |
47,543 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-12-16 |
4 |
AS |
$105.00 |
$6,049,680 |
D/D |
(57,616) |
111,073 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-12-16 |
4 |
OE |
$70.96 |
$4,207,183 |
D/D |
57,616 |
168,689 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-12-06 |
4 |
AS |
$101.06 |
$2,106,495 |
D/D |
(20,844) |
48,629 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-12-02 |
4 |
AS |
$99.80 |
$4,271,660 |
D/D |
(42,764) |
50,699 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-12-02 |
4 |
OE |
$56.32 |
$1,921,075 |
D/D |
34,110 |
93,463 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2019-11-29 |
4 |
AS |
$99.92 |
$7,863,204 |
D/D |
(78,695) |
40,868 |
|
- |
|
3532 Records found
|
|
Page 27 of 142 |
|
|
0.34 (0.24%) 
