| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
64.86(B) |
| Last
Volume: |
1,380,022 |
Avg
Vol: |
3,089,436 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
31 |
| Total Buy Value |
$0 |
$0 |
$0 |
$3,691 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
625,431 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$71,560,379 |
| Total People Sold |
4 |
7 |
10 |
12 |
| Total Sell Transactions |
4 |
13 |
45 |
81 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berson Jory A |
Chief Human Resources Officer |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
13,015 |
90,290 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$660,059 |
D/D |
(6,725) |
54,646 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
12,636 |
61,371 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$632,577 |
D/D |
(6,445) |
72,108 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
13,343 |
78,553 |
|
- |
|
| Eder Noelle K |
Chief Card Cust. Exp. Officer |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$61,835 |
D/D |
(630) |
41,876 |
|
- |
|
| Eder Noelle K |
Chief Card Cust. Exp. Officer |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
1,395 |
42,506 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$649,655 |
D/D |
(6,619) |
61,204 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
13,704 |
67,823 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$176,964 |
D/D |
(1,803) |
40,731 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
3,997 |
42,534 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$317,123 |
D/D |
(3,231) |
88,625 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
7,162 |
91,856 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$134,269 |
D/D |
(1,368) |
27,295 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
3,033 |
28,663 |
|
- |
|
| Finneran John G Jr |
Chief Risk Officer & Corp Secy |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$716,495 |
D/D |
(7,300) |
108,825 |
|
- |
|
| Finneran John G Jr |
Chief Risk Officer & Corp Secy |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
15,112 |
116,125 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$156,844 |
D/D |
(1,598) |
17,605 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
3,309 |
19,203 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2018-03-08 |
4 |
D |
$98.15 |
$518,526 |
D/D |
(5,283) |
82,399 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2018-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
11,712 |
87,682 |
|
- |
|
| Chennapragada Aparna |
Director |
– • – |
2018-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
441 |
441 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2018-03-01 |
4 |
AS |
$98.12 |
$981,200 |
D/D |
(10,000) |
38,537 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2018-02-22 |
4 |
AS |
$97.74 |
$548,028 |
D/D |
(5,607) |
15,894 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2018-02-15 |
4 |
D |
$98.67 |
$595,572 |
D/D |
(6,036) |
84,611 |
|
- |
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3532 Records found
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Page 35 of 142 |
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0.76 (0.54%) 
