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$38.99 0.00 (0.00%) as of 4:30 Mon 2/27
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,010,000 |
| Market
Cap: |
1.09(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$38.99 - $38.99 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 555 |
| Guru Rank Value : 3 |
| Guru Occurances : 1 |
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Company Profile Cowen is a holding company. Through its subsidiaries, Co. is a financial services firm. Co. provides investment banking, research, sales and trading, prime brokerage, global clearing, securities financing, commission management services and investment management through its two business segments: the Operating Company, which consists of the Cowen Investment Management division, the Investment Banking division, the Markets division (which includes sales and trading, prime brokerage, global clearing, and commission management services) and the Research division; and the Asset Company, which consists of its private investments, private real estate investments and other investment strategies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Fennebresque Kim S |
Chairman, CEO and President |
• • – |
2007-11-27 |
4 |
B |
$10.31 |
$103,199 |
D/D |
10,000 |
1,073,345 |
2.81 |
- |
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| Mccarthy J Kevin |
General Counsel |
• – – |
2007-11-26 |
4 |
B |
$10.08 |
$5,041 |
D/D |
500 |
4,322 |
2.74 |
- |
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| Toffolon John E Jr |
Director |
– • – |
2007-11-20 |
4 |
B |
$9.99 |
$99,900 |
D/D |
10,000 |
40,000 |
2.39 |
- |
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| Pool Philip B Jr |
Director |
– • – |
2007-11-20 |
4 |
B |
$9.73 |
$9,730 |
D/D |
1,000 |
3,000 |
2.39 |
- |
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| White Christopher A |
Vice President |
• – – |
2007-11-19 |
4 |
B |
$9.89 |
$12,363 |
D/D |
1,250 |
31,254 |
2.74 |
- |
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| White Christopher A |
Vice President |
• – – |
2007-08-30 |
4 |
B |
$11.99 |
$6,822 |
D/D |
569 |
30,004 |
2.74 |
- |
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| Egert Mark A |
Chief Compliance Officer |
• – – |
2007-08-29 |
4 |
B |
$12.01 |
$6,007 |
D/D |
500 |
11,879 |
2.74 |
- |
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| White Christopher A |
Vice President |
• – – |
2007-08-29 |
4 |
B |
$11.85 |
$5,226 |
D/D |
441 |
29,435 |
2.74 |
- |
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| Fennebresque Kim S |
Chairman, CEO & President |
• • – |
2007-08-06 |
4 |
B |
$12.20 |
$249,260 |
D/D |
20,000 |
1,063,345 |
2.81 |
- |
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| Mccarthy J Kevin |
General Counsel |
• – – |
2007-08-06 |
4 |
B |
$12.40 |
$6,200 |
D/D |
500 |
3,822 |
2.74 |
- |
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| Toffolon John E Jr |
Director |
– • – |
2007-08-02 |
4 |
B |
$13.55 |
$67,750 |
D/D |
5,000 |
30,000 |
2.39 |
- |
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| White Christopher A |
Vice President |
• – – |
2007-08-02 |
4 |
B |
$13.75 |
$24,063 |
D/D |
1,750 |
28,994 |
2.74 |
- |
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| Fennebresque Kim S |
Chairman , CEO & President |
• • – |
2007-08-02 |
4 |
B |
$13.93 |
$20,980 |
I/I |
1,500 |
7,500 |
2.58 |
- |
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| Richards L Thomas |
Director |
– • – |
2007-05-10 |
4 |
B |
$18.59 |
$18,611 |
D/D |
1,000 |
1,000 |
2.39 |
- |
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| Kurzweil Jeffrey |
Director |
– • – |
2007-02-27 |
4 |
B |
$19.84 |
$19,840 |
D/D |
1,000 |
1,000 |
2.39 |
- |
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| Fennebresque Kim S |
Chairman, CEO & President |
• • – |
2007-02-26 |
4 |
B |
$20.72 |
$103,611 |
I/I |
5,000 |
6,000 |
2.66 |
- |
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| Mccarthy J Kevin |
General CounselOfficer |
• – – |
2007-01-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,322 |
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- |
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| Fennebresque Kim S |
Chairman, CEO & President |
• • – |
2007-01-16 |
4 |
A |
$19.57 |
$1,337,512 |
D/D |
68,345 |
1,043,345 |
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- |
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| Egert Mark A |
Chief Compliance Officer |
• – – |
2007-01-16 |
4 |
A |
$19.57 |
$45,011 |
D/D |
2,300 |
7,924 |
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- |
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| Conner Thomas K |
CFO & Treasurer |
• – – |
2007-01-16 |
4 |
A |
$19.57 |
$65,012 |
D/D |
3,322 |
16,125 |
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- |
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| Orlowski Jean |
Chief Information Officer |
• – – |
2007-01-16 |
4 |
A |
$19.57 |
$45,011 |
D/D |
2,300 |
11,482 |
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- |
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| White Christopher A |
Vice President |
• – – |
2007-01-16 |
4 |
A |
$19.57 |
$137,518 |
D/D |
7,027 |
27,244 |
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| Dibble William H |
Head of Human Resources |
• – – |
2007-01-16 |
4 |
A |
$19.57 |
$12,505 |
D/D |
639 |
3,201 |
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| Kotler Steven |
Director |
– • – |
2006-11-27 |
4 |
B |
$15.98 |
$79,920 |
D/D |
5,000 |
10,000 |
2.39 |
- |
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| Kotler Steven |
Director |
– • – |
2006-11-22 |
4 |
B |
$16.41 |
$33,969 |
D/D |
2,070 |
2,070 |
2.39 |
- |
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92 Records found
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Page 3 of 4 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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