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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
480.21(M) |
| Last
Volume: |
262,767 |
Avg
Vol: |
217,292 |
| 52
Week Range: |
$17.47 - $25.8 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 4.9 |
| Insider 3/6 Months : 5.5 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
1,000 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$22,480 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
2 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rogers-Windsor Ramona Lynn |
Director |
– • – |
2023-12-21 |
4 |
B |
$23.29 |
$11,645 |
D/D |
500 |
11,664 |
2.39 |
12% |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2023-11-15 |
4 |
D |
$22.17 |
$25,074 |
D/D |
(1,131) |
216,167 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2023-11-15 |
4 |
D |
$22.17 |
$49,062 |
D/D |
(2,213) |
234,639 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2023-11-15 |
4 |
D |
$22.17 |
$41,436 |
D/D |
(1,869) |
352,757 |
|
- |
|
| Rogers-Windsor Ramona Lynn |
Director |
– • – |
2023-11-02 |
4 |
B |
$21.67 |
$10,835 |
D/D |
500 |
11,164 |
2.39 |
10% |
|
| Rogers-Windsor Ramona Lynn |
Director |
– • – |
2023-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,240 |
10,462 |
|
- |
|
| Furst Jack D |
Director |
– • – |
2023-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,240 |
43,665 |
|
- |
|
| Brooks David R |
Director |
– • – |
2023-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,240 |
36,661 |
|
- |
|
| Battist Christine |
Director |
– • – |
2023-08-10 |
4 |
A |
$0.00 |
$0 |
I/I |
2,240 |
5,171 |
|
- |
|
| Thomas William R Iii |
Director |
– • – |
2023-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,240 |
12,878 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2023-06-10 |
4 |
D |
$19.86 |
$160,548 |
D/D |
(8,084) |
217,298 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2023-06-10 |
4 |
D |
$19.86 |
$248,786 |
D/D |
(12,527) |
354,626 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2023-06-10 |
4 |
D |
$19.86 |
$343,221 |
D/D |
(17,282) |
236,852 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2023-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
51,367 |
225,382 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2023-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
59,928 |
367,153 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2023-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
85,612 |
254,134 |
|
- |
|
| Rogers-Windsor Ramona Lynn |
Director |
– • – |
2023-02-06 |
4 |
B |
$19.69 |
$9,843 |
D/D |
500 |
7,907 |
2.39 |
-1% |
|
| Diehl Bowen S |
President and CEO |
• • – |
2022-11-15 |
4 |
D |
$19.09 |
$138,021 |
D/D |
(7,230) |
168,520 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2022-11-15 |
4 |
D |
$19.09 |
$117,174 |
D/D |
(6,138) |
307,225 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2022-11-15 |
4 |
D |
$19.09 |
$70,404 |
D/D |
(3,688) |
174,015 |
|
- |
|
| Rogers-Windsor Ramona Lynn |
Director |
– • – |
2022-11-04 |
4 |
B |
$18.97 |
$9,485 |
D/D |
500 |
7,262 |
2.39 |
-12% |
|
| Battist Christine |
Director |
– • – |
2022-11-03 |
4 |
B |
$18.99 |
$9,685 |
I/I |
510 |
2,931 |
2.1 |
-10% |
|
| Thomas William R Iii |
Director |
– • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,421 |
10,638 |
|
- |
|
| Rogers-Windsor Ramona Lynn |
Director |
– • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,421 |
6,636 |
|
- |
|
| Brooks David R |
Director |
– • – |
2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,421 |
34,421 |
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501 Records found
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Page 1 of 21 |
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0.39 (1.49%) 
