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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
483.93(M) |
Last
Volume: |
418,873 |
Avg
Vol: |
217,816 |
52
Week Range: |
$18.09 - $27.2 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : 4 |
Insider 3/6 Months : 4.6 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
Total People Bought |
0 |
1 |
1 |
2 |
Total Buy Transactions |
0 |
1 |
2 |
6 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Battist Christine |
Director |
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2022-08-10 |
4 |
A |
$0.00 |
$0 |
I/I |
2,421 |
2,421 |
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- |
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Furst Jack D |
Director |
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2022-08-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,421 |
41,425 |
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- |
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Rogers-Windsor Ramona Lynn |
Director |
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2022-06-22 |
4 |
B |
$18.57 |
$15,784 |
D/D |
850 |
4,130 |
2.39 |
5% |
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Weinstein Joshua S. |
Senior Managing Director |
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2022-06-10 |
4 |
D |
$21.62 |
$93,723 |
D/D |
(4,335) |
177,703 |
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- |
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Weinstein Joshua S. |
Senior Managing Director |
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2022-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
37,473 |
182,038 |
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- |
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Diehl Bowen S |
President and CEO |
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2022-06-10 |
4 |
D |
$21.62 |
$238,815 |
D/D |
(11,046) |
190,258 |
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- |
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Diehl Bowen S |
President and CEO |
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2022-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
63,397 |
201,304 |
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- |
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Sarner Michael Scott |
Chief Financial Officer |
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2022-06-10 |
4 |
D |
$21.62 |
$171,771 |
D/D |
(7,945) |
313,363 |
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- |
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Sarner Michael Scott |
Chief Financial Officer |
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2022-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
43,990 |
321,308 |
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- |
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Rogers-Windsor Ramona Lynn |
Director |
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2022-03-30 |
4 |
B |
$23.81 |
$17,861 |
D/D |
750 |
3,230 |
2.39 |
-13% |
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Brooks David R |
Director |
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2022-03-29 |
4 |
B |
$23.93 |
$47,858 |
D/D |
2,000 |
32,000 |
2.39 |
-15% |
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Battist Christine |
Director |
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2022-02-17 |
4 |
B |
$25.00 |
$9,724 |
D/D |
389 |
8,248 |
2.39 |
-26% |
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Rogers-Windsor Ramona Lynn |
Director |
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2021-12-29 |
4 |
B |
$25.05 |
$20,040 |
D/D |
800 |
2,480 |
2.39 |
-8% |
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Battist Christine |
Director |
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2021-12-20 |
4 |
B |
$24.35 |
$9,740 |
D/D |
400 |
7,859 |
2.39 |
-8% |
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Weinstein Joshua S. |
Senior Managing Director |
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2021-11-15 |
4 |
D |
$27.38 |
$146,866 |
D/D |
(5,364) |
144,565 |
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- |
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Diehl Bowen S |
President and CEO |
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2021-11-15 |
4 |
D |
$27.38 |
$323,988 |
D/D |
(11,833) |
137,897 |
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- |
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Sarner Michael Scott |
Chief Financial Officer |
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2021-11-15 |
4 |
D |
$27.38 |
$273,088 |
D/D |
(9,974) |
277,318 |
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- |
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Sarner Michael Scott |
Chief Financial Officer |
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2021-11-09 |
4 |
B |
$26.83 |
$90,000 |
D/D |
3,355 |
287,292 |
2.74 |
-14% |
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Rogers-Windsor Ramona Lynn |
Director |
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2021-09-30 |
4 |
B |
$25.55 |
$20,439 |
D/D |
800 |
1,650 |
2.39 |
1% |
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Battist Christine |
Director |
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2021-09-28 |
4 |
B |
$25.40 |
$17,780 |
D/D |
700 |
7,459 |
2.39 |
1% |
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Battist Christine |
Director |
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2021-09-09 |
4 |
B |
$27.75 |
$15,764 |
D/D |
568 |
6,759 |
2.39 |
-12% |
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Thomas William R Iii |
Director |
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2021-09-09 |
4 |
B |
$27.72 |
$110,879 |
I/I |
4,000 |
6,000 |
2.1 |
-12% |
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Thomas William R Iii |
Director |
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2021-09-09 |
4 |
S |
$27.70 |
$110,782 |
I/I |
(4,000) |
0 |
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12% |
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Morgan Thomas Duane |
Director |
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2021-08-31 |
4 |
B |
$26.39 |
$10,055 |
D/D |
381 |
4,776 |
2.39 |
-4% |
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Rogers-Windsor Ramona Lynn |
Director |
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2021-08-16 |
4 |
B |
$26.40 |
$5,280 |
D/D |
200 |
850 |
2.39 |
-5% |
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224 Records found
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Page 2 of 9 |
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