| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
483.93(M) |
| Last
Volume: |
418,873 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rogers-Windsor Ramona Lynn |
Director |
– • – |
2021-06-30 |
4 |
B |
$23.57 |
$15,321 |
D/D |
650 |
650 |
2.39 |
18% |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2021-06-10 |
4 |
D |
$27.65 |
$95,227 |
D/D |
(3,444) |
283,937 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2021-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
38,818 |
287,381 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2021-06-10 |
4 |
D |
$27.65 |
$54,332 |
D/D |
(1,965) |
149,929 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing Director |
• – – |
2021-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
33,109 |
151,894 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2021-06-10 |
4 |
D |
$27.65 |
$162,748 |
D/D |
(5,886) |
160,512 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2021-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
45,668 |
166,398 |
|
- |
|
| Weinstein Joshua S. |
Senior Managing DirectorOffice |
• – – |
2021-04-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,550 |
|
11% |
|
| Weinstein Joshua S. |
Senior Managing DirectorOffice |
• – – |
2021-04-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
118,785 |
|
11% |
|
| Battist Christine |
Director |
– • – |
2021-03-19 |
4 |
B |
$21.45 |
$21,450 |
D/D |
1,000 |
6,191 |
2.39 |
16% |
|
| Brooks David R |
Director |
– • – |
2021-02-11 |
4 |
B |
$20.57 |
$30,851 |
D/D |
1,500 |
30,000 |
2.39 |
22% |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2020-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
55,527 |
248,563 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2020-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
66,631 |
161,577 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2020-03-20 |
4 |
B |
$9.46 |
$189,200 |
I/I |
20,000 |
308,353 |
2.66 |
49% |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2020-03-20 |
4 |
B |
$9.40 |
$202,100 |
D/D |
21,500 |
193,036 |
2.74 |
49% |
|
| Furst Jack D |
Director |
– • – |
2020-03-18 |
4 |
B |
$8.84 |
$136,964 |
D/D |
15,500 |
39,004 |
2.39 |
63% |
|
| Furst Jack D |
Director |
– • – |
2020-03-18 |
4 |
B |
$8.84 |
$344,620 |
I/I |
39,000 |
39,000 |
2.1 |
63% |
|
| Brooks David R |
Director |
– • – |
2020-03-18 |
4 |
B |
$8.90 |
$35,596 |
D/D |
4,000 |
28,500 |
2.39 |
63% |
|
| Battist Christine |
Director |
– • – |
2020-03-17 |
4 |
B |
$10.33 |
$9,815 |
D/D |
950 |
5,191 |
2.39 |
40% |
|
| Battist Christine |
Director |
– • – |
2020-03-02 |
4 |
B |
$18.61 |
$9,994 |
D/D |
537 |
4,241 |
2.39 |
-33% |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2020-02-28 |
4 |
B |
$18.15 |
$75,318 |
D/D |
4,150 |
171,536 |
2.74 |
-32% |
|
| Battist Christine |
Director |
– • – |
2020-02-24 |
4 |
B |
$20.35 |
$20,351 |
D/D |
1,000 |
3,704 |
2.39 |
-34% |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
19,000 |
167,386 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
22,500 |
141,923 |
|
- |
|
| Brooks David R |
Director |
– • – |
2019-08-30 |
4 |
B |
$21.37 |
$53,423 |
D/D |
2,500 |
24,500 |
2.39 |
- |
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224 Records found
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Page 3 of 9 |
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