| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
483.93(M) |
| Last
Volume: |
418,873 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rothenberg Michael |
10% Owner |
– – • |
2017-08-28 |
4 |
S |
$17.40 |
$24,360 |
I/I |
(1,400) |
1,573,594 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-08-25 |
4 |
S |
$17.30 |
$848,069 |
D/D |
(49,018) |
1,476,065 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-08-25 |
4 |
S |
$17.30 |
$897,412 |
I/I |
(51,870) |
1,574,994 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-07-31 |
4 |
AS |
$16.31 |
$8,157 |
D/D |
(500) |
31,000 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-07-24 |
4 |
AS |
$16.27 |
$8,135 |
D/D |
(500) |
31,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-07-17 |
4 |
AS |
$16.14 |
$8,068 |
D/D |
(500) |
32,000 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-07-10 |
4 |
AS |
$16.19 |
$8,093 |
D/D |
(500) |
32,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-07-03 |
4 |
AS |
$16.15 |
$8,075 |
D/D |
(500) |
33,000 |
|
- |
|
| Wilson John H |
Director |
– • – |
2017-06-28 |
4 |
B |
$16.30 |
$81,500 |
D/D |
5,000 |
17,000 |
2.39 |
- |
|
| Armes Joseph B |
Director |
– • – |
2017-06-26 |
4 |
AS |
$16.22 |
$8,109 |
D/D |
(500) |
33,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-06-19 |
4 |
AS |
$16.14 |
$8,069 |
D/D |
(500) |
34,000 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-06-12 |
4 |
AS |
$16.10 |
$8,050 |
D/D |
(500) |
34,500 |
|
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2017-06-07 |
4 |
B |
$16.26 |
$50,406 |
I/I |
3,100 |
11,546 |
2.1 |
- |
|
| Armes Joseph B |
Director |
– • – |
2017-06-05 |
4 |
AS |
$16.03 |
$8,015 |
D/D |
(500) |
35,000 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-06-01 |
4 |
AS |
$16.00 |
$16,000 |
D/D |
(1,000) |
35,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-05-15 |
4 |
AS |
$16.00 |
$8,000 |
D/D |
(500) |
36,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-05-08 |
4 |
AS |
$16.03 |
$8,015 |
D/D |
(500) |
37,000 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-05-01 |
4 |
AS |
$16.15 |
$8,075 |
D/D |
(500) |
37,500 |
|
- |
|
| Armes Joseph B |
Director |
– • – |
2017-04-24 |
4 |
AS |
$16.01 |
$8,005 |
D/D |
(500) |
38,000 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-10 |
4 |
S |
$17.02 |
$1,702 |
I/I |
(100) |
1,626,864 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-10 |
4 |
S |
$17.02 |
$1,702 |
D/D |
(100) |
1,525,083 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-05 |
4 |
S |
$16.95 |
$25,459 |
I/I |
(1,502) |
1,626,964 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-05 |
4 |
S |
$16.95 |
$25,459 |
D/D |
(1,502) |
1,525,183 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-04 |
4 |
S |
$16.92 |
$3,993 |
I/I |
(236) |
1,628,466 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-04-04 |
4 |
S |
$16.92 |
$3,993 |
D/D |
(236) |
1,526,685 |
|
- |
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501 Records found
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Page 5 of 21 |
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