| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
483.93(M) |
| Last
Volume: |
418,873 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Furst Jack D |
Director |
– • – |
2016-09-15 |
4 |
B |
$14.90 |
$80,460 |
D/D |
5,400 |
17,100 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2016-09-14 |
4 |
B |
$14.90 |
$13,410 |
D/D |
900 |
11,700 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2016-09-13 |
4 |
B |
$14.90 |
$40,230 |
D/D |
2,700 |
10,800 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2016-09-09 |
4 |
B |
$14.89 |
$38,714 |
D/D |
2,600 |
8,600 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2016-09-08 |
4 |
B |
$14.84 |
$22,260 |
D/D |
1,500 |
5,500 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2016-09-07 |
4 |
B |
$14.78 |
$28,082 |
D/D |
1,900 |
4,000 |
2.39 |
- |
|
| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2016-09-07 |
4 |
B |
$14.89 |
$1,519 |
D/D |
102 |
44,905 |
2.66 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2016-06-24 |
4 |
B |
$14.03 |
$14,030 |
D/D |
1,000 |
4,395 |
2.39 |
- |
|
| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2016-06-24 |
4 |
B |
$13.92 |
$24,708 |
D/D |
1,775 |
44,803 |
2.74 |
- |
|
| Brooks David R |
Director |
– • – |
2016-06-24 |
4 |
B |
$14.00 |
$56,000 |
D/D |
4,000 |
6,600 |
2.39 |
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2016-06-23 |
4 |
B |
$14.12 |
$70,402 |
D/D |
4,986 |
30,786 |
2.74 |
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2016-06-17 |
4 |
B |
$13.85 |
$24,930 |
D/D |
1,800 |
25,800 |
2.74 |
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2016-03-21 |
4 |
OE |
$7.36 |
$43,969 |
D/D |
5,974 |
39,513 |
|
- |
|
| Wilson John H |
Director |
– • – |
2016-03-18 |
4 |
B |
$14.07 |
$28,140 |
D/D |
2,000 |
12,000 |
2.39 |
- |
|
| Kelley Douglas M. |
Sr. VP & Managing Director |
• – – |
2016-02-18 |
4 |
B |
$14.04 |
$70,180 |
D/D |
5,000 |
43,014 |
2.74 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2016-02-12 |
4 |
B |
$13.34 |
$12,673 |
D/D |
950 |
3,395 |
2.39 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-15 |
4 |
B |
$13.72 |
$15,092 |
I/I |
1,100 |
1,660,113 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-14 |
4 |
B |
$13.89 |
$93,177 |
I/I |
6,700 |
1,659,013 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-13 |
4 |
B |
$13.96 |
$833,371 |
I/I |
59,186 |
1,652,313 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-12 |
4 |
B |
$14.16 |
$353,921 |
I/I |
24,989 |
1,593,127 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-11 |
4 |
B |
$14.12 |
$7,060 |
I/I |
500 |
1,568,138 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-08 |
4 |
B |
$14.24 |
$24,208 |
I/I |
1,700 |
1,567,638 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-07 |
4 |
B |
$14.13 |
$58,053 |
I/I |
4,100 |
1,565,938 |
1.5 |
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-06 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,558,332 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2016-01-06 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,561,838 |
|
- |
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501 Records found
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Page 7 of 21 |
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0.40 (1.52%) 
