| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
483.93(M) |
| Last
Volume: |
418,873 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Wilson John H |
Director |
– • – |
2015-12-17 |
4 |
B |
$14.12 |
$11,296 |
D/D |
800 |
10,000 |
2.39 |
- |
|
| Brooks David R |
Director |
– • – |
2015-12-15 |
4 |
B |
$14.14 |
$15,554 |
D/D |
1,100 |
2,600 |
2.39 |
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2015-12-11 |
4 |
A |
$0.00 |
$0 |
D/D |
587 |
104,587 |
|
- |
|
| Kelley Douglas M. |
Sr. VP & Managing Director |
• – – |
2015-11-20 |
4 |
B |
$14.28 |
$99,960 |
D/D |
7,000 |
38,014 |
2.74 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2015-11-12 |
4 |
B |
$14.61 |
$12,711 |
D/D |
870 |
2,445 |
2.39 |
- |
|
| Kelley Douglas M. |
Sr. VP & Managing Director |
• – – |
2015-11-10 |
4 |
A |
$0.00 |
$0 |
D/D |
24,000 |
31,014 |
|
- |
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| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2015-11-10 |
4 |
A |
$0.00 |
$0 |
D/D |
24,000 |
24,000 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2015-11-10 |
4 |
A |
$0.00 |
$0 |
D/D |
10,000 |
21,000 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• – – |
2015-11-10 |
4 |
A |
$0.00 |
$0 |
D/D |
47,000 |
104,000 |
|
- |
|
| Wilson John H |
Director |
– • – |
2015-08-24 |
4 |
B |
$45.06 |
$24,783 |
D/D |
550 |
9,200 |
2.39 |
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2015-08-11 |
4 |
B |
$48.51 |
$48,508 |
I/I |
1,000 |
9,502 |
2.66 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2015-08-11 |
4 |
B |
$48.11 |
$14,433 |
D/D |
300 |
1,575 |
2.39 |
- |
|
| Golden Matthew Bailey |
Vice President |
• – – |
2015-06-05 |
4 |
S |
$49.75 |
$54,725 |
I/I |
(1,100) |
1,800 |
|
- |
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| Thomas William R Iii |
Director |
– • – |
2015-05-29 |
4 |
GD |
$0.00 |
$0 |
D/D |
20,000 |
3,529 |
|
- |
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| Kelley Douglas M. |
Sr. VP & Managing Director |
• – – |
2015-05-29 |
4 |
B |
$50.35 |
$700 |
D/D |
14 |
7,014 |
2.66 |
- |
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| Golden Matthew Bailey |
Vice President |
• – – |
2015-05-28 |
4 |
S |
$50.50 |
$5,050 |
I/I |
(100) |
2,900 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-26 |
4 |
S |
$51.03 |
$175,173 |
D/D |
(3,433) |
11,000 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-26 |
4 |
OE |
$19.18 |
$65,845 |
D/D |
3,433 |
14,433 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-22 |
4 |
S |
$51.05 |
$33,185 |
D/D |
(650) |
11,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-22 |
4 |
OE |
$19.18 |
$12,467 |
D/D |
650 |
11,650 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-21 |
4 |
S |
$51.11 |
$501,324 |
D/D |
(9,809) |
11,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-21 |
4 |
OE |
$19.18 |
$221,204 |
D/D |
9,809 |
20,809 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-20 |
4 |
S |
$51.53 |
$211,680 |
D/D |
(4,108) |
11,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-05-20 |
4 |
OE |
$23.37 |
$96,004 |
D/D |
4,108 |
15,108 |
|
- |
|
| Furst Jack D |
Director |
– • – |
2015-05-15 |
4 |
B |
$51.43 |
$108,009 |
D/D |
2,100 |
2,100 |
2.39 |
- |
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224 Records found
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Page 8 of 9 |
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