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| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,680,000 |
| Market
Cap: |
320.10(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$27.54 - $42.58 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 15 |
| Insider 3/6 Months : 15.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile ClearBridge MLP and Midstream Total Return Fund is a non-diversified, closed-end management investment company. The Fund's investment objective is to provide a high level of total return, consisting of cash distributions and capital appreciation. The Fund seeks to attain its objective by investing primarily in energy master limited partnerships (MLPs) and energy midstream entities. Under normal market conditions the Fund invests at least 80% of its net assets plus the amount of borrowings and assets attributable to any preferred stock of the Fund that may be outstanding in energy MLPs and energy midstream entities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
76,802 |
416,327 |
484,710 |
| Total Buy Value |
$0 |
$2,635,245 |
$13,131,087 |
$15,233,153 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
7 |
40 |
57 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Freeman Richard A |
Portfolio Manager of the Fund |
– – – |
2016-12-19 |
4 |
S |
$12.44 |
$10,497 |
D/D |
(844) |
12,635 |
|
- |
|
| Cohen Harry D |
Man. Dir & CIO of Subadviser |
– – – |
2015-12-07 |
4 |
S |
$11.25 |
$112,540 |
D/D |
(10,000) |
0 |
|
- |
|
| Kamerick Eileen A |
Director |
– • – |
2015-03-27 |
4 |
B |
$19.75 |
$10,071 |
D/D |
510 |
510 |
2.39 |
- |
|
| Lion Connecticut Holdings Inc. |
10% Owner |
– – • |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
135 |
|
- |
|
| Lion Connecticut Holdings Inc. |
10% Owner |
– – • |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
65 |
|
- |
|
| Lion Connecticut Holdings Inc. |
10% Owner |
– – • |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
50 |
|
- |
|
| United Of Omaha Life Insurance Co |
10% Owner |
– – • |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
30 |
|
- |
|
| United Of Omaha Life Insurance Co |
10% Owner |
– – • |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
70 |
|
- |
|
| Ing Usa Annuity & Life Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
47 |
|
- |
|
| Ing Usa Annuity & Life Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
22 |
|
- |
|
| Ing Usa Annuity & Life Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
25 |
|
- |
|
| Security Life Of Denver Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
11 |
|
- |
|
| Security Life Of Denver Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6 |
|
- |
|
| Ing Life Insurance & Annuity Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
67 |
|
- |
|
| Ing Life Insurance & Annuity Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
32 |
|
- |
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| Ing Life Insurance & Annuity Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
19 |
|
- |
|
| Reliastar Life Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10 |
|
- |
|
| Reliastar Life Insurance Co |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
• • • |
2015-03-26 |
4 |
B |
$100,000.00 |
$24,000,000 |
D/D |
240 |
240 |
2.45 |
- |
|
| Eades Chris |
Portfolio Manager |
– – – |
2013-06-24 |
4 |
B |
$21.39 |
$42,782 |
D/D |
2,000 |
2,000 |
2.44 |
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
– – • |
2013-03-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
6,950,000 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
– – • |
2013-03-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,500,000 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
– – • |
2013-03-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
28,050,000 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
– – • |
2013-03-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
14,500,000 |
|
- |
|
| Cronin Daniel P |
Director |
– • – |
2013-01-22 |
4 |
B |
$20.61 |
$30,915 |
D/D |
1,500 |
2,500 |
2.39 |
- |
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110 Records found
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Page 4 of 5 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.08 (0.18%) 
