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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
9,000,000 |
Market
Cap: |
22.50(M) |
Last
Volume: |
72,652 |
Avg
Vol: |
43,593 |
52
Week Range: |
$2.19 - $2.74 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
257,959 |
257,959 |
257,959 |
Total Buy Value |
$0 |
$756,659 |
$756,659 |
$756,659 |
Total People Bought |
0 |
5 |
5 |
5 |
Total Buy Transactions |
0 |
29 |
29 |
29 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2025-04-13 |
2025-01-10 |
2024-07-12 |
2023-07-13 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Tatum Kay W |
Director |
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2025-06-30 |
4 |
A |
$2.46 |
$694 |
D/D |
282 |
5,309 |
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- |
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Herzfeld Erik Marvin |
PresidentPortfolio Manager |
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2025-06-30 |
4 |
A |
$2.46 |
$135,992 |
D/D |
55,241 |
640,171 |
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- |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-06-30 |
4 |
A |
$2.46 |
$222,333 |
D/D |
90,313 |
1,664,037 |
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- |
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Herzfeld Brigitta Suzanne |
Director |
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2025-06-30 |
4 |
A |
$2.46 |
$17,255 |
D/D |
7,009 |
131,766 |
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- |
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Gondor Cecilia L |
Director |
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2025-06-30 |
4 |
A |
$2.46 |
$5,802 |
D/D |
2,357 |
44,317 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2025-06-30 |
4 |
A |
$2.46 |
$10,729 |
D/D |
4,358 |
50,502 |
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- |
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Gelety John A |
Director |
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2025-06-30 |
4 |
A |
$2.46 |
$1,908 |
D/D |
775 |
10,206 |
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- |
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Lieff Ann S |
Director |
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2025-06-30 |
4 |
A |
$2.46 |
$9,247 |
D/D |
3,756 |
43,533 |
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- |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-04-07 |
4 |
B |
$2.40 |
$4,090 |
D/D |
1,706 |
1,573,724 |
2.36 |
8% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-04-01 |
4 |
B |
$2.65 |
$3,426 |
D/D |
1,294 |
124,757 |
2.31 |
-5% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-04-01 |
4 |
B |
$2.65 |
$2,068 |
D/D |
781 |
1,572,018 |
2.36 |
-5% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-31 |
4 |
B |
$2.59 |
$1,217 |
D/D |
470 |
1,571,237 |
2.36 |
-4% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-31 |
4 |
B |
$2.59 |
$1,572 |
D/D |
607 |
123,463 |
2.31 |
-4% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-28 |
4 |
B |
$2.61 |
$1,028 |
D/D |
394 |
1,570,767 |
2.36 |
-3% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-28 |
4 |
B |
$2.61 |
$840 |
D/D |
322 |
122,856 |
2.31 |
-3% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-14 |
4 |
B |
$2.64 |
$2,606 |
D/D |
987 |
1,566,549 |
2.36 |
-3% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-14 |
4 |
B |
$2.64 |
$3,775 |
D/D |
1,430 |
120,028 |
2.31 |
-3% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-13 |
4 |
B |
$2.61 |
$3,268 |
D/D |
1,252 |
1,565,562 |
2.36 |
-2% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-12 |
4 |
B |
$2.65 |
$19,324 |
D/D |
7,297 |
1,564,310 |
2.44 |
-3% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-11 |
4 |
B |
$2.59 |
$2,271 |
D/D |
877 |
1,557,013 |
2.36 |
-2% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-11 |
4 |
B |
$2.60 |
$319 |
D/D |
123 |
115,800 |
2.31 |
-2% |
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Herzfeld Thomas J |
Chairman of the Advisor |
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2025-03-10 |
4 |
B |
$2.57 |
$4,176 |
D/D |
1,625 |
1,556,136 |
2.36 |
-1% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-10 |
4 |
B |
$25.57 |
$57,354 |
D/D |
2,243 |
115,677 |
2.39 |
-1% |
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Herzfeld Erik Marvin |
PresidentPortfolio Manager |
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2025-03-07 |
4 |
B |
$2.60 |
$249,597 |
D/D |
95,999 |
584,930 |
2.74 |
-2% |
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Herzfeld Brigitta Suzanne |
Director |
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2025-03-07 |
4 |
B |
$2.59 |
$997 |
D/D |
385 |
113,434 |
2.31 |
-2% |
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244 Records found
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Page 1 of 10 |
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